Filing Details
- Accession Number:
- 0001209191-17-048176
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-08 18:31:37
- Reporting Period:
- 2017-08-04
- Filing Date:
- 2017-08-08
- Accepted Time:
- 2017-08-08 18:31:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1056903 | American States Water Co | AWR | Water Supply (4941) | 954676679 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1297166 | J Robert Sprowls | 1713 N Vallejo Way Upland CA 91784 | President & Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2017-08-04 | 1,892 | $17.29 | 111,346 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2017-08-04 | 1,892 | $51.00 | 109,454 | No | 4 | S | Direct | |
| Common Shares | Acquisiton | 2017-08-07 | 3,722 | $17.29 | 113,176 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2017-08-07 | 3,722 | $51.00 | 109,454 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Employee Stock Options (Right to Buy) | Acquisiton | 2017-08-04 | 1,892 | $0.00 | 1,892 | $17.29 |
| Common Shares | Employee Stock Options (Right to Buy) | Acquisiton | 2017-08-07 | 3,722 | $0.00 | 3,722 | $17.29 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-01-29 | 2019-01-29 | No | 4 | M | Direct |
| 0 | 2010-01-29 | 2019-01-29 | No | 4 | M | Direct |
Billionaire Hedge Funds
