Filing Details

Accession Number:
0000769993-17-000607
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-08-08 18:25:42
Reporting Period:
2017-08-04
Filing Date:
2017-08-08
Accepted Time:
2017-08-08 18:25:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1552033 Transunion TRU () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1406540 Sumit Rajpal C/O Goldman Sachs &Amp; Co. Llc
200 West Street
New York NY 10282
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-08-04 13,734,177 $45.60 23,552,166 No 4 S Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnotes
Footnotes
  1. The Reporting Person is a managing director of Goldman Sachs & Co. LLC ("Goldman Sachs"). Goldman Sachs is a subsidiary of The Goldman Sachs Group, Inc. ("GS Group"). The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
  2. Pursuant to an underwriting agreement, dated July 31, 2017 (the "Underwriting Agreement"), and in connection with the registered public offering of shares of common stock, par value $0.01 per share (the "Common Stock"), of TransUnion, pursuant to the final prospectus supplement dated July 31, 2017, which offering was consummated on August 4, 2017 (the "Registered Public Offering"), GS Capital Partners VI Fund, L.P. ("GS Capital VI"), GS Capital Partners VI Parallel, L.P. ("GS Capital VI Parallel") and SpartanShield Holdings ("SpartanShield", and together with GS Capital VI and GS Capital VI Parallel, the "Selling Holders") sold an aggregate of 11,934,177 shares of Common Stock.
  3. Pursuant to the Underwriting Agreement and in connection with the Registered Public Offering, the underwriters exercised their option (the "Over-Allotment Option") to purchase additional shares of Common Stock from the Selling Holders. On August 4, 2017, the Over-Allotment Option was consummated and in connection with such sale to the underwriters, the Selling Holders sold an additional 1,800,000 shares of Common Stock pursuant to the underwriters' exercise of the Over-Allotment Option.
  4. Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 1,057 shares of Common Stock. Goldman Sachs and GS Group may be deemed to beneficially own indirectly, in the aggregate, 23,551,109 shares of Common Stock by reason of the direct beneficial ownership of such shares by the Selling Holders because affiliates of Goldman Sachs and GS Group are the general partner, managing general partner or managing partner of the Selling Holders. Goldman Sachs is the investment manager of the Selling Holders. Goldman Sachs had open short positions of 3,493 shares of Common Stock, reflecting changes due to exempt transactions.