Filing Details
- Accession Number:
- 0001387131-17-003980
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-08 16:53:27
- Reporting Period:
- 2017-08-04
- Filing Date:
- 2017-08-08
- Accepted Time:
- 2017-08-08 16:53:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1476651 | Fcb Financial Holdings Inc. | FCB | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1296415 | J Les Lieberman | C/O Fcb Financial Holdings, Inc. 2500 Weston Road, Suite 300 Weston FL 33331 | Executive Vice Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock, Par Value $.001 Per Share | Disposition | 2017-08-04 | 3,792 | $47.60 | 298,198 | No | 4 | S | Direct | |
Class A Common Stock, Par Value $.001 Per Share | Acquisiton | 2017-08-07 | 37,763 | $24.24 | 335,961 | No | 4 | X | Direct | |
Class A Common Stock, Par Value $.001 Per Share | Acquisiton | 2017-08-07 | 71,311 | $26.18 | 407,272 | No | 4 | X | Direct | |
Class A Common Stock, Par Value $.001 Per Share | Disposition | 2017-08-07 | 59,074 | $47.10 | 348,198 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | X | Direct | |
No | 4 | X | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Common Stock Warrants (right to buy) | Disposition | 2017-08-07 | 37,763 | $0.00 | 37,763 | $24.24 |
Class A Common Stock | Common Stock Warrants (right to buy) | Disposition | 2017-08-07 | 71,311 | $0.00 | 71,311 | $26.18 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
302,579 | 2019-11-12 | No | 4 | X | Direct | |
231,268 | 2019-11-12 | No | 4 | X | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock, Par Value $.001 Per Share | 89,079 | Indirect | By grantor retained annuity trust |
Class A Common Stock, Par Value $.001 Per Share | 1,995 | Indirect | By Bond Street Management, LLC |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2017.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.30 to $47.95, inclusive. The reporting person undertakes to provide to FCB Financial Holdings Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.
- On August 7, 2017, the reporting person exercised (i) warrants to purchase 37,763 shares of Class A Common Stock of the Issuer for $24.24 a share and (ii) a warrant to purchase 71,311 shares of Class A Common Stock of the Issuer for $26.18 a share. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 59,074 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 50,000 shares. The Issuer also paid $88.55 to the reporting person in lieu of fractional shares.
- This includes shares contributed by the reporting person to a grantor retained annuity trust for the benefit of himself and his three children. As the reporting person is not the trustee of the grantor retained annuity trust, the reporting person disclaims beneficial ownership of the securities held by such grantor retained annuity trust.
- This includes 1,995 shares of Class A Common Stock beneficially owned by the reporting person through Bond Street Management, LLC.
- Exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the initial public offering. The exercise price at the 6-month anniversary of the consummation of the initial public offering is $24.24, the exercise price at the 18-month anniversary of the consummation of the initial public offering is $26.18 and the exercise price at the 30-month anniversary of the consummation of the initial public offering is $28.28.