Filing Details
- Accession Number:
- 0001294671-17-000085
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-08 16:33:28
- Reporting Period:
- 2017-08-04
- Filing Date:
- 2017-08-08
- Accepted Time:
- 2017-08-08 16:33:28
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1294671 | N Paul Harris | C/O Keycorp 127 Public Square Cleveland OH 44114 | General Counsel & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Disposition | 2017-08-04 | 21,151 | $18.40 | 0 | No | 4 | I | Indirect | 401(k) Plan |
| Common Shares | Acquisiton | 2017-08-04 | 46,038 | $11.16 | 191,896 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2017-08-04 | 48,531 | $5.55 | 240,427 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2017-08-04 | 38,262 | $8.42 | 278,689 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2017-08-04 | 15,056 | $9.26 | 293,745 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2017-08-04 | 40,236 | $7.98 | 333,981 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2017-08-04 | 16,901 | $9.33 | 350,882 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2017-08-04 | 205,024 | $18.56 | 145,858 | No | 4 | S | Direct | |
| Common Shares | Acquisiton | 2017-08-07 | 8,962 | $11.16 | 154,820 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2017-08-07 | 5,447 | $18.36 | 149,373 | No | 4 | F | Direct | |
| Common Shares | Acquisiton | 2017-08-07 | 18,019 | $5.55 | 167,392 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2017-08-07 | 5,438 | $18.39 | 161,954 | No | 4 | F | Direct | |
| Common Shares | Acquisiton | 2017-08-07 | 11,876 | $8.42 | 173,830 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2017-08-07 | 5,443 | $18.37 | 168,387 | No | 4 | F | Direct | |
| Common Shares | Acquisiton | 2017-08-07 | 27,350 | $9.26 | 195,737 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2017-08-07 | 13,786 | $18.37 | 181,951 | No | 4 | F | Direct | |
| Common Shares | Acquisiton | 2017-08-07 | 12,989 | $7.98 | 194,940 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2017-08-07 | 5,656 | $18.33 | 189,284 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | I | Indirect | 401(k) Plan |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Option to Buy | Disposition | 2017-08-04 | 46,038 | $0.00 | 46,038 | $11.16 |
| Common Shares | Option to Buy | Disposition | 2017-08-04 | 48,531 | $0.00 | 48,531 | $5.55 |
| Common Shares | Option to Buy | Disposition | 2017-08-04 | 38,262 | $0.00 | 38,262 | $8.42 |
| Common Shares | Option to Buy | Disposition | 2017-08-04 | 15,056 | $0.00 | 15,056 | $9.26 |
| Common Shares | Option to Buy | Disposition | 2017-08-04 | 40,236 | $0.00 | 40,236 | $7.98 |
| Common Shares | Option to Buy | Disposition | 2017-08-04 | 16,901 | $0.00 | 16,901 | $9.33 |
| Common Shares | Option to Buy | Disposition | 2017-08-07 | 8,962 | $0.00 | 8,962 | $11.16 |
| Common Shares | Option to Buy | Disposition | 2017-08-07 | 18,019 | $0.00 | 18,019 | $5.55 |
| Common Shares | Option to Buy | Disposition | 2017-08-07 | 11,876 | $0.00 | 11,876 | $8.42 |
| Common Shares | Option to Buy | Disposition | 2017-08-07 | 27,350 | $0.00 | 27,350 | $9.26 |
| Common Shares | Option to Buy | Disposition | 2017-08-07 | 12,989 | $0.00 | 12,989 | $7.98 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 8,962 | 2018-07-25 | No | 4 | M | Direct | |
| 18,019 | 2019-07-27 | No | 4 | M | Direct | |
| 11,876 | 2020-07-27 | No | 4 | M | Direct | |
| 27,350 | 2021-03-04 | No | 4 | M | Direct | |
| 12,989 | 2022-03-02 | No | 4 | M | Direct | |
| 0 | 2023-03-01 | No | 4 | M | Direct | |
| 0 | 2018-07-25 | No | 4 | M | Direct | |
| 0 | 2019-07-27 | No | 4 | M | Direct | |
| 0 | 2020-07-27 | No | 4 | M | Direct | |
| 0 | 2021-03-04 | No | 4 | M | Direct | |
| 0 | 2022-03-02 | No | 4 | M | Direct |
Footnotes
- Includes approximately 21 common shares acquired through dividend reinvestment in March 2017.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.55 to $18.57.
- The reporting person may provide to KeyCorp, any security holder of KeyCorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- This option vested in three equal annual installments ending on July 25, 2011.
- This option vested in three equal annual installments ending on July 27, 2012.
- This option vested in three equal annual installments ending on July 27, 2013.
- This option vested in four equal annual installments ending on March 4, 2015.
- This option vested in four equal annual installments ending on March 2, 2016.
- This option vested in four equal annual installments ending on March 1, 2017.
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