Filing Details
- Accession Number:
- 0001156375-17-000083
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-08 15:24:29
- Reporting Period:
- 2017-08-07
- Filing Date:
- 2017-08-08
- Accepted Time:
- 2017-08-08 15:24:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1156375 | Cme Group Inc. | CME | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 364459170 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1409442 | Julie Holzrichter | 20 S. Wacker Drive Chicago IL 60606 | Sr Md Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock Class A | Acquisiton | 2017-08-07 | 5,875 | $83.88 | 43,657 | No | 4 | M | Direct | |
Common Stock Class A | Disposition | 2017-08-07 | 5,875 | $125.67 | 37,782 | No | 4 | S | Direct | |
Common Stock Class A | Acquisiton | 2017-08-07 | 6,040 | $56.87 | 43,822 | No | 4 | M | Direct | |
Common Stock Class A | Disposition | 2017-08-07 | 6,040 | $125.67 | 37,782 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock Class A | Non-Qualified Stock Option (right to buy) | Disposition | 2017-08-07 | 6,040 | $0.00 | 6,040 | $56.87 |
Common Stock Class A | Non-Qualified Stock Option (right to buy) | Disposition | 2017-08-07 | 5,875 | $0.00 | 5,875 | $83.88 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-09-15 | 2019-09-15 | No | 4 | M | Direct |
0 | 2013-06-16 | 2018-06-16 | No | 4 | M | Direct |
Footnotes
- On August 7, 2017, Ms. Holzrichter sold a total of 11,915 shares of CME Group Class A common stock at an average price of $125.67 per share, including the exercise of options. The price ranges were $125.65 through $125.70. The Company maintains a record of the transactions and copies will be provided upon request.
- As of September 15, 2013, this option vested with respect to 100% of the option.
- As of June 16, 2013, this option vested with respect to 100% of the option.