Filing Details
- Accession Number:
- 0001209191-17-047955
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-07 18:15:07
- Reporting Period:
- 2017-08-03
- Filing Date:
- 2017-08-07
- Accepted Time:
- 2017-08-07 18:15:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
917273 | Rambus Inc | RMBS | Semiconductors & Related Devices (3674) | 943112828 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1570465 | Jae Kim | 1050 Enterprise Way, Suite 700 Sunnyvale CA 94089 | Svp & Gc | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-08-03 | 495 | $7.31 | 120,126 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2017-08-03 | 2,432 | $5.46 | 122,558 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2017-08-03 | 1,459 | $5.46 | 124,017 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2017-08-03 | 243 | $5.63 | 124,260 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2017-08-03 | 110 | $5.63 | 124,370 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2017-08-03 | 10,287 | $8.76 | 134,657 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2017-08-03 | 5,134 | $11.26 | 139,791 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2017-08-03 | 6,428 | $12.31 | 146,219 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-08-03 | 39,195 | $12.70 | 107,024 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-08-04 | 3,254 | $12.80 | 103,770 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-08-03 | 495 | $0.00 | 495 | $7.31 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-08-03 | 2,432 | $0.00 | 2,432 | $5.46 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-08-03 | 1,459 | $0.00 | 1,459 | $5.46 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-08-03 | 243 | $0.00 | 243 | $5.63 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-08-03 | 110 | $0.00 | 110 | $5.63 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-08-03 | 10,287 | $0.00 | 16,073 | $8.76 |
Common Stock | Employee Stock Option | Disposition | 2017-08-03 | 5,134 | $0.00 | 10,534 | $11.26 |
Common Stock | Employee Stock Option | Disposition | 2017-08-03 | 6,428 | $0.00 | 18,000 | $12.31 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2022-02-01 | No | 4 | M | Direct | |
0 | 2023-02-01 | No | 4 | M | Direct | |
0 | 2023-02-01 | No | 4 | M | Direct | |
0 | 2020-08-02 | No | 4 | M | Direct | |
0 | 2021-02-01 | No | 4 | M | Direct | |
5,786 | 2024-02-03 | No | 4 | M | Direct | |
5,400 | 2025-02-02 | No | 4 | M | Direct | |
11,572 | 2026-02-01 | No | 4 | M | Direct |
Footnotes
- The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $12.65 to $12.75. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- All shares were sold at an exact sale price of $12.8032.
- Ten percent of the shares subject to the option vested on August 1, 2012 and the remaining shares vested monthly thereafter until fully vested on February 1, 2016.
- Ten percent of the shares subject to the option vested on August 1, 2013 and the remaining shares vested monthly thereafter until fully vested on February 1, 2017.
- One-third of the shares subject to the option vested on June 22, 2013 and the remaining shares vested monthly thereafter until fully vested on June 22, 2015.
- Ten percent of the shares subject to the option vested on August 3, 2014 and the remaining shares vested monthly thereafter until fully vested on February 3, 2018.
- Ten percent of the shares subject to the option vested on August 2, 2015 and the remaining shares vest monthly thereafter until fully vested on February 2, 2019.
- Ten percent of the shares subject to the option vested on August 1, 2016 and the remaining shares vest monthly thereafter until fully vested on February 1, 2020.