Filing Details

Accession Number:
0001493152-17-008578
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-08-07 10:24:55
Reporting Period:
2017-08-02
Filing Date:
2017-08-07
Accepted Time:
2017-08-07 10:24:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
891417 Pen Inc. PENC Coating, Engraving & Allied Services (3470) 760273345
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1022732 J Ronald Berman 701 Brickell Avenue, Suite 1550
Miami FL 33131
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2017-08-02 500 $1.10 236,668 No 4 P Direct
Class A Common Stock Acquisiton 2017-08-02 1,500 $1.08 238,168 No 4 P Direct
Class A Common Stock Acquisiton 2017-08-03 500 $1.20 238,668 No 4 P Direct
Class A Common Stock Acquisiton 2017-08-03 100 $1.10 238,768 No 4 P Direct
Class A Common Stock Acquisiton 2017-08-03 900 $1.15 239,668 No 4 P Direct
Class A Common Stock Acquisiton 2017-08-04 49 $1.17 239,717 No 4 P Direct
Class A Common Stock Acquisiton 2017-08-04 2,951 $1.20 242,668 No 4 P Direct
Class A Common Stock Acquisiton 2017-08-04 500 $1.24 243,168 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct