Filing Details

Accession Number:
0001547903-17-000102
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-08-04 19:13:51
Reporting Period:
2017-08-02
Filing Date:
2017-08-04
Accepted Time:
2017-08-04 19:13:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1547903 Nmi Holdings Inc. NMIH () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1052831 M Bradley Shuster C/O Nmi Holdings, Inc.
2100 Powell Street 12Th Fl.
Emeryville CA 94608
Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Shares, $0.01 Par Value Per Share Disposition 2017-08-02 30,000 $11.79 220,000 No 4 S Indirect By Shuster Family Trust, of which Mr. Shuster and his wife are co-trustees and beneficiaries
Class A Common Shares, $0.01 Par Value Per Share Disposition 2017-08-03 30,000 $11.77 190,000 No 4 S Indirect By Shuster Family Trust, of which Mr. Shuster and his wife are co-trustees and beneficiaries
Class A Common Shares, $0.01 Par Value Per Share Disposition 2017-08-04 29,227 $11.87 160,773 No 4 S Indirect By Shuster Family Trust, of which Mr. Shuster and his wife are co-trustees and beneficiaries
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Shuster Family Trust, of which Mr. Shuster and his wife are co-trustees and beneficiaries
No 4 S Indirect By Shuster Family Trust, of which Mr. Shuster and his wife are co-trustees and beneficiaries
No 4 S Indirect By Shuster Family Trust, of which Mr. Shuster and his wife are co-trustees and beneficiaries
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Shares, $0.01 Par Value Per Share 471,165 Direct
Footnotes
  1. As part of Mr. Shuster's personal investment and financial planning needs, including individual asset diversification, Mr. Shuster sold a total of 89,227 shares of NMI Holdings, Inc. He completed these sales over the past 3 days.
  2. The common stock was sold by the reporting person in a series of open market transactions on the transaction date, with a volume weighted average sales price of $11.7893. The range of sale prices on the transaction date was $11.58 to $12.01 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
  3. The common stock was sold by the reporting person in a series of open market transactions on the transaction date, with a volume weighted average sales price of $11.7744. The range of sale prices on the transaction date was $11.65 to $11.9250 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
  4. The common stock was sold by the reporting person in a series of open market transactions on the transaction date, with a volume weighted average sales price of $11.8678. The range of sale prices on the transaction date was $11.75 to $11.9750 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
  5. Represents 297,643 class A common shares and 173,522 unvested restricted stock units