Filing Details
- Accession Number:
- 0001547903-17-000102
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-04 19:13:51
- Reporting Period:
- 2017-08-02
- Filing Date:
- 2017-08-04
- Accepted Time:
- 2017-08-04 19:13:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1547903 | Nmi Holdings Inc. | NMIH | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1052831 | M Bradley Shuster | C/O Nmi Holdings, Inc. 2100 Powell Street 12Th Fl. Emeryville CA 94608 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Shares, $0.01 Par Value Per Share | Disposition | 2017-08-02 | 30,000 | $11.79 | 220,000 | No | 4 | S | Indirect | By Shuster Family Trust, of which Mr. Shuster and his wife are co-trustees and beneficiaries |
Class A Common Shares, $0.01 Par Value Per Share | Disposition | 2017-08-03 | 30,000 | $11.77 | 190,000 | No | 4 | S | Indirect | By Shuster Family Trust, of which Mr. Shuster and his wife are co-trustees and beneficiaries |
Class A Common Shares, $0.01 Par Value Per Share | Disposition | 2017-08-04 | 29,227 | $11.87 | 160,773 | No | 4 | S | Indirect | By Shuster Family Trust, of which Mr. Shuster and his wife are co-trustees and beneficiaries |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Shuster Family Trust, of which Mr. Shuster and his wife are co-trustees and beneficiaries |
No | 4 | S | Indirect | By Shuster Family Trust, of which Mr. Shuster and his wife are co-trustees and beneficiaries |
No | 4 | S | Indirect | By Shuster Family Trust, of which Mr. Shuster and his wife are co-trustees and beneficiaries |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Shares, $0.01 Par Value Per Share | 471,165 | Direct |
Footnotes
- As part of Mr. Shuster's personal investment and financial planning needs, including individual asset diversification, Mr. Shuster sold a total of 89,227 shares of NMI Holdings, Inc. He completed these sales over the past 3 days.
- The common stock was sold by the reporting person in a series of open market transactions on the transaction date, with a volume weighted average sales price of $11.7893. The range of sale prices on the transaction date was $11.58 to $12.01 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- The common stock was sold by the reporting person in a series of open market transactions on the transaction date, with a volume weighted average sales price of $11.7744. The range of sale prices on the transaction date was $11.65 to $11.9250 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- The common stock was sold by the reporting person in a series of open market transactions on the transaction date, with a volume weighted average sales price of $11.8678. The range of sale prices on the transaction date was $11.75 to $11.9750 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- Represents 297,643 class A common shares and 173,522 unvested restricted stock units