Filing Details
- Accession Number:
- 0001562180-17-002604
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-04 17:56:59
- Reporting Period:
- 2017-08-02
- Filing Date:
- 2017-08-04
- Accepted Time:
- 2017-08-04 17:56:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 719739 | Svb Financial Group | SIVB | State Commercial Banks (6022) | 942856336 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1398582 | Michael Descheneaux | 3005 Tasman Drive Santa Clara CA 95054 | President, Silicon Valley Bank | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-06-30 | 145 | $146.30 | 14,064 | No | 5 | A | Direct | |
| Common Stock | Acquisiton | 2017-08-02 | 2,000 | $71.11 | 16,064 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-08-02 | 1,500 | $64.37 | 17,564 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-08-02 | 3,500 | $182.07 | 14,064 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-08-02 | 200 | $0.00 | 13,864 | No | 5 | G | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 5 | G | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2017-08-02 | 2,000 | $0.00 | 2,000 | $71.11 |
| Common Stock | Stock Option | Disposition | 2017-08-02 | 1,500 | $0.00 | 1,500 | $64.37 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 11,325 | 2020-04-30 | No | 4 | M | Direct | |
| 1,500 | 2019-05-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 313 | Indirect | By 401(k)/ESOP |
Footnotes
- These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
- This transaction was executed in multiple trades at prices ranging from $181.97 to $182.215; the price reported above reflects the weighted average sale price.
- Charitable donation of 200 shares held by reporting person.
- 25%/4yr beginning on 30-Apr-2014.
- 25%/4yr beginning on 01-May-2013.
Billionaire Hedge Funds
