Filing Details
- Accession Number:
- 0001209191-17-047744
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-04 17:06:44
- Reporting Period:
- 2017-08-02
- Filing Date:
- 2017-08-04
- Accepted Time:
- 2017-08-04 17:06:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1411488 | Blackhawk Network Holdings Inc | HAWK | Finance Services (6199) | 432099257 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1593933 | C David Tate | 6220 Stoneridge Mall Rd Pleasanton CA 94588 | Svp, U.s. Retail | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-08-02 | 6,537 | $26.73 | 48,225 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-08-02 | 6,875 | $20.00 | 55,100 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-08-02 | 13,412 | $42.88 | 41,688 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-08-02 | 5,257 | $42.88 | 36,431 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-08-02 | 6,537 | $0.00 | 6,537 | $26.73 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-08-02 | 6,875 | $0.00 | 6,875 | $20.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,537 | 2021-03-12 | No | 4 | M | Direct | |
| 0 | 2020-03-26 | No | 4 | M | Direct |
Footnotes
- Includes 213 shares acquired under the Blackhawk Network Holdings, Inc. 2013 Employee Stock Purchase Plan on April 30, 2017.
- Transaction executed in multiple trades at prices ranging from $42.75 to $43.00 per share, inclusive. The price reported in column 4 of Table I above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $42.80 to $43.00 per share, inclusive. The price reported in column 4 of Table I above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- The shares vest pursuant to the following schedule: Twenty-Five Percent (25%) of the shares subject to the option vest on each of the first, second, third, and fourth anniversary of March 12, 2014, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date.
- The shares vest pursuant to the following schedule: Twenty-Five Percent (25%) of the shares subject to the option vest on each of the first, second, third, and fourth anniversary of March 26, 2013, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date.
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