Filing Details
- Accession Number:
- 0001209191-17-047554
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-03 20:16:29
- Reporting Period:
- 2017-08-01
- Filing Date:
- 2017-08-03
- Accepted Time:
- 2017-08-03 20:16:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 921299 | Fibrogen Inc | FGEN | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1621334 | Pat Cotroneo | C/O Fibrogen, Inc. 409 Illinois St. San Francisco CA 94158 | Vp, Finance And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-08-01 | 7,300 | $2.90 | 170,666 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-08-01 | 300 | $14.58 | 170,966 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-08-01 | 7,600 | $33.54 | 163,366 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-08-02 | 11,300 | $2.90 | 174,666 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-08-02 | 9,446 | $14.58 | 184,112 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-08-02 | 20,746 | $34.13 | 163,366 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-08-01 | 7,300 | $0.00 | 7,300 | $2.90 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-08-01 | 300 | $0.00 | 300 | $14.58 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-08-02 | 11,300 | $0.00 | 11,300 | $2.90 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-08-02 | 9,446 | $0.00 | 9,446 | $14.58 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 11,300 | 2020-06-09 | No | 4 | M | Direct | |
| 111,700 | 2024-03-19 | No | 4 | M | Direct | |
| 0 | 2020-06-09 | No | 4 | M | Direct | |
| 102,254 | 2024-03-19 | No | 4 | M | Direct |
Footnotes
- Shares sold pursuant to a 10b5-1 plan.
- The shares were sold at prices ranging from $33.45 to $34.15. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The shares were sold at prices ranging from $34.00 to $34.25. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Fully vested.
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