Filing Details
- Accession Number:
- 0001562180-17-002598
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-03 19:46:33
- Reporting Period:
- 2017-08-01
- Filing Date:
- 2017-08-03
- Accepted Time:
- 2017-08-03 19:46:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
719739 | Svb Financial Group | SIVB | State Commercial Banks (6022) | 942856336 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1575523 | C Philip Cox | 3005 Tasman Drive Santa Clara CA 95054 | Head Emea India & President,Uk | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-06-30 | 76 | $146.30 | 2,872 | No | 5 | A | Direct | |
Common Stock | Acquisiton | 2017-08-01 | 906 | $105.18 | 3,778 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2017-08-01 | 1,175 | $71.11 | 4,953 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2017-08-01 | 356 | $129.81 | 5,309 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2017-08-01 | 272 | $129.81 | 5,581 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2017-08-01 | 857 | $107.98 | 6,438 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-08-01 | 797 | $182.81 | 5,641 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-08-01 | 709 | $182.74 | 4,932 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-08-01 | 912 | $182.81 | 4,020 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-08-01 | 306 | $182.74 | 3,714 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-08-01 | 300 | $182.96 | 3,414 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | A | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Disposition | 2017-08-01 | 356 | $0.00 | 356 | $129.81 |
Common Stock | Stock Option | Disposition | 2017-08-01 | 272 | $0.00 | 272 | $129.81 |
Common Stock | Stock Option | Disposition | 2017-08-01 | 857 | $0.00 | 857 | $107.98 |
Common Stock | Stock Option | Disposition | 2017-08-01 | 906 | $0.00 | 906 | $105.18 |
Common Stock | Stock Option | Disposition | 2017-08-01 | 1,175 | $0.00 | 1,175 | $71.11 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
710 | 2022-05-01 | No | 4 | M | Direct | |
543 | 2022-05-01 | No | 4 | M | Direct | |
857 | 2021-04-29 | No | 4 | M | Direct | |
2,716 | 2023-05-02 | No | 4 | M | Direct | |
0 | 2020-04-30 | No | 4 | M | Direct |
Footnotes
- These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
- This transaction was executed in multiple trades at prices ranging from $182.81 USD to $182.815 USD; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $182.74 USD to $182.81 USD; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $182.91 USD to $183.00 USD; the price reported above reflects the weighted average sale price.
- 25%/4yr beginning on 01-May-2016.
- 25%/4yr beginning on 29-Apr-2015.
- 25%/4yr beginning on 02-May-2017.
- 25%/4yr beginning on 30-Apr-2014.