Filing Details
- Accession Number:
- 0001574596-17-000118
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-03 17:40:22
- Reporting Period:
- 2016-12-08
- Filing Date:
- 2017-08-03
- Accepted Time:
- 2017-08-03 17:40:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1574596 | New Home Co Inc. | NWHM | Operative Builders (1531) | 270560089 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1598368 | David Joseph Davis | C/O The New Home Company Inc. 85 Enterprise, Suite 450 Aliso Viejo CA 92656 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-12-08 | 1,569 | $12.55 | 646,334 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2017-05-01 | 15,000 | $11.72 | 631,334 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2017-05-10 | 311 | $12.05 | 631,023 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2017-05-11 | 7,189 | $12.05 | 623,834 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2017-06-14 | 183 | $11.55 | 623,651 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2017-06-19 | 14,817 | $11.55 | 608,834 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2017-07-03 | 15,000 | $11.55 | 593,834 | No | 4 | S | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 35,126 | Direct |
Footnotes
- The sales reported on this line were effected pursuant to a Rule 10b5-1 plan adopted by a family trust of which the reporting person is a trustee on May 4, 2016.
- The sales reported on these lines were effected pursuant to a Rule 10b5-1 plan adopted by a family trust of which the reporting person is a trustee on March 13, 2017.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.61 to $11.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.