Filing Details
- Accession Number:
- 0000919574-17-005711
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-02 18:37:54
- Reporting Period:
- 2017-07-31
- Filing Date:
- 2017-08-02
- Accepted Time:
- 2017-08-02 18:37:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
876343 | Biotime Inc | BTX | Biological Products, (No Disgnostic Substances) (2836) | 943127919 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1278386 | Broadwood Partners, L.p. | C/O Broadwood Capital Inc. 724 Fifth Avenue, 9Th Floor New York NY 10019 | Yes | No | Yes | No | |
1278387 | Broadwood Capital Inc | 724 Fifth Avenue, 9Th Floor New York NY 10019 | No | No | Yes | No | |
1278388 | C Neal Bradsher | C/O Broadwood Capital Inc. 724 Fifth Avenue, 9Th Floor New York NY 10019 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-07-31 | 150,000 | $2.80 | 27,269,254 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2017-07-31 | 0 | $0.00 | 27,269,254 | No | 4 | P | Indirect | Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | Footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 62,908 | Direct |
Footnotes
- The securities were purchased in a private transaction.
- These securities are owned by Broadwood Partners, L.P., which is a Reporting Person.
- The reported securities are directly owned by Broadwood Partners, L.P. and may be deemed beneficially owned by Broadwood Capital, Inc. as General Partner of Broadwood Partners, L.P. and Neal C. Bradsher as President of Broadwood Capital, Inc. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- These securities are owned by Neal C. Bradsher, who is a Reporting Person.