Filing Details
- Accession Number:
- 0000750004-17-000183
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-02 16:59:06
- Reporting Period:
- 2017-07-31
- Filing Date:
- 2017-08-02
- Accepted Time:
- 2017-08-02 16:59:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 750004 | Scientific Games Corp | SGMS | Services-Computer Integrated Systems Design (7373) | 810422894 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1513823 | C James Kennedy | C/O Scientific Games Corporation 6650 S. El Camino Road Las Vegas NV 89118 | Evp & Grp Chief Exec Lottery | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2017-07-31 | 30,950 | $9.65 | 186,363 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2017-07-31 | 30,950 | $37.24 | 155,413 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2017-07-31 | 21,872 | $12.83 | 177,285 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2017-07-31 | 21,872 | $37.26 | 155,413 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2017-07-31 | 16,129 | $16.03 | 171,542 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2017-07-31 | 16,129 | $37.02 | 155,413 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2017-07-31 | 33,730 | $8.90 | 189,143 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2017-07-31 | 33,730 | $37.05 | 155,413 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2017-07-31 | 20,000 | $37.09 | 135,413 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-07-31 | 15,475 | $0.00 | 15,475 | $9.65 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-07-31 | 15,475 | $0.00 | 15,475 | $9.65 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-07-31 | 21,872 | $0.00 | 21,872 | $12.83 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-07-31 | 16,129 | $0.00 | 16,129 | $16.03 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-07-31 | 33,730 | $0.00 | 33,730 | $8.90 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 46,427 | 2026-06-20 | No | 4 | M | Direct | |
| 46,427 | 2026-06-20 | No | 4 | M | Direct | |
| 21,872 | 2025-04-26 | No | 4 | M | Direct | |
| 5,377 | 2024-03-20 | No | 4 | M | Direct | |
| 0 | 2021-03-21 | No | 4 | M | Direct |
Footnotes
- The transaction was executed in multiple trades at prices ranging from $37.00 to $37.28. The price reported above reflects the weighted average sale price. Details regarding aggregated sales transactions will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.
- The transaction was executed in multiple trades at prices ranging from $37.08 to $37.28. The price reported above reflects the weighted average sale price. Details regarding aggregated sales transactions will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.
- The transaction was executed in multiple trades at prices ranging from $37.00 to $37.08. The price reported above reflects the weighted average sale price. Details regarding aggregated sales transactions will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.
- The transaction was executed in multiple trades at prices ranging from $37.00 to $37.23. The price reported above reflects the weighted average sale price. Details regarding aggregated sales transactions will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.
- The transaction was executed in multiple trades at prices ranging from $37.05 to $37.15. The price reported above reflects the weighted average sale price. Details regarding aggregated sales transactions will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.
- The option became exercisable as to 15,475 shares on March 20, 2017 and becomes exercisable on March 20, 2018 (15,476 shares), 2019 (15,475 shares) and 2020 (15,476 shares).
- Vesting of these options was contingent on the Company's Class A Common Stock attaining a rolling 60-trading day average closing price of $15.00 per share on or before March 20, 2020. The $15.00 average closing price was achieved on February 2, 2017. The option became exercisable as to 15,475 shares on March 20, 2017 and becomes exercisable on March 20, 2018 (15,476 shares), 2019 (15,475 shares) and 2020 (15,476 shares).
- The option became exercisable as to 10,936 shares on each of April 27, 2016 and 2017 and becomes exercisable as to 10,936 shares on each of April 27, 2018 and 2019.
- The option became exercisable on March 20, 2015 (5,376 shares), 2016 (5,377 shares) and 2017 (5,376 shares) and becomes exercisable as to 5,377 shares on March 20, 2018.
- The option became exercisable on March 22, 2012 (8,432 shares), 2013 (8,433 shares), 2014 (8,432 shares) and 2015 (8,433 shares).
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