Filing Details
- Accession Number:
- 0000911916-17-000222
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-02 16:35:25
- Reporting Period:
- 2017-07-31
- Filing Date:
- 2017-08-02
- Accepted Time:
- 2017-08-02 16:35:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1136869 | Zimmer Biomet Holdings Inc. | ZBH | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 134151777 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1636683 | W. Tony Collins | C/O Zimmer, Inc. P. O. Box 708 Warsaw IN 46580 | Vp, Controller And Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-07-31 | 1,752 | $73.15 | 2,796 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-07-31 | 2,428 | $94.34 | 5,224 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-07-31 | 4,723 | $113.83 | 9,947 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-07-31 | 4,723 | $113.83 | 14,670 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-07-31 | 2,670 | $104.01 | 17,340 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-07-31 | 15,096 | $121.71 | 2,244 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-07-31 | 1,200 | $122.38 | 1,044 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-07-31 | 93 | $121.76 | 951 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-07-31 | 597 | $121.32 | 354 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-07-31 | 1,752 | $0.00 | 1,752 | $73.15 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-07-31 | 2,428 | $0.00 | 2,428 | $94.34 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-07-31 | 4,723 | $0.00 | 4,723 | $113.83 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-07-31 | 4,723 | $0.00 | 4,723 | $113.83 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-07-31 | 2,670 | $0.00 | 2,670 | $104.01 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2023-03-18 | No | 4 | M | Direct | |
| 1,213 | 2024-03-17 | No | 4 | M | Direct | |
| 4,722 | 2025-06-24 | No | 4 | M | Direct | |
| 4,723 | 2025-06-24 | No | 4 | M | Direct | |
| 8,010 | 2026-03-21 | No | 4 | M | Direct |
Footnotes
- Includes 120 shares acquired under the Zimmer Biomet Holdings, Inc. Employee Stock Purchase Plan between May 1, 2017 and June 30, 2017.
- Represents the sale of 15,096 shares in multiple transactions ranging in price from $121.15 to $122.14 per share, resulting in a weighted average sale price of $121.7095. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
- Represents the sale of 1,200 shares in multiple transactions ranging in price from $122.16 to $122.52 per share, resulting in a weighted average sale price of $122.3792. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
- The options vested on March 18, 2017.
- 1,214 options vested on each of March 17, 2016 and 2017; and the remaining 1,213 of the options are scheduled to vest on March 17, 2018.
- 2,362 options vested on June 24, 2016; 2,361 options vested on June 24, 2017; and the remaining options will vest as to 2,361 options on each of June 24, 2018 and 2019.
- 2,362 options vested on June 24, 2016; 2,361 options vested on June 24, 2017; and the remaining options will vest as to 2,362 options on June 24, 2018 and as to 2,361 options on June 24, 2019.
- 2,670 options vested on March 21, 2017; and the remaining options will vest as to 2,670 options on each of March 21, 2018, 2019 and 2020.
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