Filing Details
- Accession Number:
- 0001340386-17-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-01 17:19:47
- Reporting Period:
- 2017-07-28
- Filing Date:
- 2017-08-01
- Accepted Time:
- 2017-08-01 17:19:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1038773 | Smartfinancial Inc. | SMBK | National Commercial Banks (6021) | 621173944 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1340386 | Miller Wesley Welborn | 6401 Lee Highway, Ste B Chattanooga TN 37421 | Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-07-28 | 5,814 | $24.07 | 39,937 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2017-07-31 | 2,500 | $24.50 | 9,167 | No | 4 | P | Indirect | By Elizabeth Houston Welborn Trust |
Common Stock | Acquisiton | 2017-07-31 | 2,500 | $25.25 | 9,167 | No | 4 | P | Indirect | By Margaret Polfrey Welborn Trust |
Common Stock | Acquisiton | 2017-07-31 | 2,500 | $24.58 | 9,167 | No | 4 | P | Indirect | By Ann Miller Welborn Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | By Elizabeth Houston Welborn Trust |
No | 4 | P | Indirect | By Margaret Polfrey Welborn Trust |
No | 4 | P | Indirect | By Ann Miller Welborn Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 4,725 | Indirect | By Spouse |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $23.81 to $24.19, inclusive. The reporting person undertakes to provide to SmartFinancial, Inc., any security holder of SmartFinancial, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $24.50 to $25.25, inclusive.