Filing Details
- Accession Number:
- 0001389463-17-000035
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-01 17:02:42
- Reporting Period:
- 2017-07-28
- Filing Date:
- 2017-08-01
- Accepted Time:
- 2017-08-01 17:02:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
825313 | Alliancebernstein Holding L.p. | AB | Investment Advice (6282) | 133434400 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1389463 | A James Gingrich | C/O Alliancebernstein L.p. 1345 Avenue Of The Americas New York NY 10105 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Units Rep. Assignments Of Beneficial Owner. Of Lp Interests | Disposition | 2017-07-28 | 3,500 | $24.15 | 232,081 | No | 4 | S | Direct | |
Units Rep. Assignments Of Beneficial Owner. Of Lp Interests | Acquisiton | 2017-07-28 | 3,500 | $17.05 | 235,581 | No | 4 | M | Direct | |
Units Rep. Assignments Of Beneficial Owner. Of Lp Interests | Disposition | 2017-07-28 | 3,500 | $24.15 | 232,081 | No | 4 | S | Direct | |
Units Rep. Assignments Of Beneficial Owner. Of Lp Interests | Disposition | 2017-07-31 | 3,500 | $24.25 | 228,581 | No | 4 | S | Direct | |
Units Rep. Assignments Of Beneficial Owner. Of Lp Interests | Acquisiton | 2017-07-31 | 3,500 | $17.05 | 232,081 | No | 4 | M | Direct | |
Units Rep. Assignments Of Beneficial Owner. Of Lp Interests | Disposition | 2017-07-31 | 3,500 | $24.25 | 228,581 | No | 4 | S | Direct | |
Units Rep. Assignments Of Beneficial Owner. Of Lp Interests | Disposition | 2017-08-01 | 4,922 | $24.82 | 223,659 | No | 4 | S | Direct | |
Units Rep. Assignments Of Beneficial Owner. Of Lp Interests | Acquisiton | 2017-08-01 | 8,499 | $17.05 | 232,158 | No | 4 | M | Direct | |
Units Rep. Assignments Of Beneficial Owner. Of Lp Interests | Disposition | 2017-08-01 | 8,499 | $24.90 | 223,659 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ab Holding Units | AB Holding Unit option (right to buy) | Disposition | 2017-07-28 | 3,500 | $0.00 | 3,500 | $17.05 |
Ab Holding Units | AB Holding Unit option (right to buy) | Disposition | 2017-07-31 | 3,500 | $0.00 | 3,500 | $17.05 |
Ab Holding Units | AB Holding Unit option (right to buy) | Disposition | 2017-08-01 | 8,499 | $0.00 | 8,499 | $17.05 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
105,783 | 2010-01-23 | 2019-01-23 | No | 4 | M | Direct |
102,283 | 2010-01-23 | 2019-01-23 | No | 4 | M | Direct |
93,784 | 2010-01-23 | 2019-01-23 | No | 4 | M | Direct |
Footnotes
- Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").
- Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan.
- Reporting Person sold 3,500 AB Holding Units at $24.75 per Unit and 1,422 AB Holding Units at $25.00 per Unit. The price set forth in the table is the weighted average of his sales at these prices.
- Reporting Person sold 3,500 AB Holding Units at $24.75 per Unit and 4,999 AB Holding Units at $25.00 per Unit. The price set forth in the table is the weighted average of his sales at these prices.
- The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014.