Filing Details
- Accession Number:
- 0001225208-17-013067
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-01 16:15:49
- Reporting Period:
- 2017-07-28
- Filing Date:
- 2017-08-01
- Accepted Time:
- 2017-08-01 16:15:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
908937 | Sirius Xm Holdings Inc. | (SIRI) | Radio Broadcasting Stations (4832) | 383916511 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1289201 | Andrew Scott Greenstein | 1290 Avenue Of The Americas New York NY 10104 | Pres. & Chief Content Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-07-28 | 5,499,340 | $3.76 | 6,718,863 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2017-07-28 | 3,601,868 | $3.96 | 10,320,731 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-07-28 | 1,610,234 | $5.79 | 8,710,497 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-07-28 | 7,735,158 | $5.81 | 975,339 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2017-07-28 | 3,601,868 | $3.96 | 3,601,868 | $3.96 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2017-07-28 | 5,499,340 | $3.76 | 5,499,340 | $3.76 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
7,203,734 | 2017-05-24 | 2026-05-24 | No | 4 | M | Direct |
0 | 2014-07-22 | 2023-07-25 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 73,172 | Indirect | By 401(k) Plan |
Footnotes
- Represents the weighted average sales price for the price increments ranging from $5.75 to $5.87. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents the exercise price of the stock option referenced in Table II and associated taxes which was paid by way of the withholding by the Company of shares with a value equal to the exercise price and such taxes.