Filing Details
- Accession Number:
- 0001225208-17-013063
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-01 16:15:33
- Reporting Period:
- 2017-07-31
- Filing Date:
- 2017-08-01
- Accepted Time:
- 2017-08-01 16:15:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 908937 | Sirius Xm Holdings Inc. | (SIRI) | Radio Broadcasting Stations (4832) | 383916511 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1182130 | D Thomas Barry | 1290 Avenue Of The Americas New York NY 10104 | Senior Vp & Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-07-31 | 325,740 | $3.61 | 583,626 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-07-31 | 200,000 | $2.48 | 783,626 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-07-31 | 170,165 | $3.37 | 953,791 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-07-31 | 155,221 | $5.85 | 798,570 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-07-31 | 540,684 | $5.85 | 257,886 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-07-31 | 170,165 | $3.37 | 170,165 | $3.37 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-07-31 | 200,000 | $2.48 | 200,000 | $2.48 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-07-31 | 325,740 | $3.61 | 325,740 | $3.61 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 510,495 | 2015-08-05 | 2024-08-05 | No | 4 | M | Direct |
| 0 | 2013-08-14 | 2022-08-14 | No | 4 | M | Direct |
| 108,580 | 2014-08-19 | 2023-08-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 14,114 | Indirect | By 401(k) Plan |
Footnotes
- Represents the exercise price of the stock option referenced in Table II and associated taxes which was paid by way of the withholding by the Company of shares with a value equal to the exercise price and such taxes.
Billionaire Hedge Funds
