Filing Details
- Accession Number:
- 0000018230-17-000243
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-01 16:10:54
- Reporting Period:
- 2017-07-28
- Filing Date:
- 2017-08-01
- Accepted Time:
- 2017-08-01 16:10:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 18230 | Caterpillar Inc | CAT | Construction Machinery & Equip (3531) | 370602744 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1171797 | A William Osborn | 100 Ne Adams Street Peoria IL 61629 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-07-28 | 5,000 | $113.67 | 51,645 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- The sale price reported in Column 4 is a weighted average sale price. The corresponding shares were sold in multiple transactions at prices ranging from $113.66 to $113.69, inclusive. The reporting person undertakes to provide Caterpillar Inc., any security holder of Caterpillar Inc., or the staff of the Securities and Exchange Commission, upon request, full information.
- Reflects adjustments for clerical error to total shares of Common Stock of the Issuer previously reported as beneficially owned by Mr. Osborn.
Billionaire Hedge Funds
