Filing Details
- Accession Number:
- 0001209191-17-046748
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-07-31 17:25:35
- Reporting Period:
- 2017-07-27
- Filing Date:
- 2017-07-31
- Accepted Time:
- 2017-07-31 17:25:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1077183 | Neogenomics Inc | NEO | Services-Testing Laboratories (8734) | 742897368 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1645600 | L. Alison Hannah | 12701 Commonwealth Drive Suite 9 Fort Myers FL 33913 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-07-27 | 20,000 | $9.19 | 38,782 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | $6.66 | 2016-07-15 | 2020-07-15 | 10,000 | 10,000 | Direct |
Common Stock | Stock Option (Right to Buy) | $9.11 | 2017-07-28 | 2021-07-28 | 8,333 | 8,333 | Direct |
Common Stock | Stock Option (Right to Buy) | $7.27 | 2018-05-25 | 2022-05-25 | 10,000 | 10,000 | Direct |
Common Stock | Restricted Stock | $0.00 | 2017-06-30 | 8,667 | 8,667 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2020-07-15 | 10,000 | 10,000 | Direct |
2021-07-28 | 8,333 | 8,333 | Direct |
2022-05-25 | 10,000 | 10,000 | Direct |
8,667 | 8,667 | Direct |
Footnotes
- Represents the average purchase price of shares purchased on July 27, 2017.
- On July 15, 2015 Alison Hannah was granted 10,000 stock options. The options vest ratably on the next three anniversary dates of the grant date.
- On July 28, 2016, Alison Hannah was granted 8,333 stock options. The options vest ratably over the first three anniversary dates of the grant date.
- On May 25, 2017, Alison Hannah was granted 10,000 stock options. The options vest ratably on the next three anniversary dates of the grant date.
- Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit.
- The restricted stock will vest as follows; 2,166 units at June 30, 2017 and thereafter, 2,167 shares will vest on the last day of each calendar quarter for the next three fiscal quarters up to March 31, 2018.
- These restricted stock units will terminate upon the earliest of death, termination of employment or the last vesting date.