Filing Details
- Accession Number:
- 0001209191-17-046746
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2017-07-31 17:24:54
- Reporting Period:
- 2017-07-24
- Filing Date:
- 2017-07-31
- Accepted Time:
- 2017-07-31 17:24:54
- Original Submission Date:
- 2017-07-25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1100917 | Onvia Inc | ONVI | Services-Business Services, Nec (7389) | 911859172 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1213299 | N Irvine Alpert | 509 Olive Way, Suite 400 Seattle WA 98101 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-07-24 | 502 | $4.34 | 71,164 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option Grant (right to buy) | Disposition | 2017-07-24 | 502 | $0.00 | 502 | $3.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2017-08-31 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $4.25 to $4.60. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This stock option was granted under Onvia's 2008 Equity Incentive Plan and vests as follows: 1/5th of the original number of options on the first anniversary of the date of grant and 1/48th of the original number of options at the end of each month thereafter so long as the reporting person remains an employee of Onvia.
- Upon the reporting person's termination of employment on May 30, 2017, the 2008 Equity Incentive Plan provides that the reporting person has 3 months to exercise any outstanding exercisable options.