Filing Details
- Accession Number:
- 0000927089-17-000257
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-07-31 12:09:46
- Reporting Period:
- 2017-07-28
- Filing Date:
- 2017-07-31
- Accepted Time:
- 2017-07-31 12:09:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1094810 | Mutualfirst Financial Inc | MFSF | State Commercial Banks (6022) | 371392810 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1220147 | C Patrick Botts | Mutualfirst Financial, Inc. 110 East Charles Street Muncie IN 47305-2400 | President & Coo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-07-28 | 2,880 | $25.66 | 25,199 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-07-28 | 1,000 | $34.71 | 24,199 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-07-28 | 1,069 | $35.02 | 23,130 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-07-28 | 811 | $35.45 | 22,319 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Purchase) | Disposition | 2017-07-28 | 2,880 | $0.00 | 2,880 | $25.66 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
5,859 | 2018-12-17 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 12,363 | Indirect | By ESOP |
Common Stock | 1,360 | Indirect | By Spouse's IRA |
Common Stock | 200 | Indirect | By UTMA |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Purchase) | $6.93 | 2021-12-31 | 15,000 | 15,000 | Direct | |
Common Stock | Stock Option (Right to Purchase) | $7.05 | 2025-12-21 | 40,000 | 40,000 | Direct | |
Common Stock | Stock Option (Right to Purchase) | $14.50 | 2011-01-12 | 7,800 | 7,800 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2021-12-31 | 15,000 | 15,000 | Direct |
2025-12-21 | 40,000 | 40,000 | Direct |
2011-01-12 | 7,800 | 7,800 | Direct |
Footnotes
- Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report.
- These options were issued under the Issuer's 2000 Stock Option and Incentive Plan and became exercisable on 12/21/2012.
- These options became fully exercisable on 11/12/2005.
- These options became fully exercisable on 12/31/2005.
- Shares were sold pursuant to a 10b5-1 Stock Trading Plan entered into by the reporting person which was announced by the Company in a Current Report on Form 8-K filed with the SEC on June 23, 2017.