Filing Details
- Accession Number:
- 0001140361-17-029205
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-07-28 19:43:50
- Reporting Period:
- 2017-07-26
- Filing Date:
- 2017-07-28
- Accepted Time:
- 2017-07-28 19:43:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1327318 | Truecar Inc. | TRUE | Services-Computer Programming, Data Processing, Etc. (7370) | 043807511 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1688816 | Neeraj Gunsagar | C/O Truecar, Inc. 120 Broadway, Suite 200 Santa Monica CA 90401 | Evp, Chief Marketing Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-07-26 | 36,045 | $7.92 | 363,655 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-07-26 | 69,482 | $19.79 | 294,173 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-07-26 | 700 | $20.56 | 293,473 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-07-27 | 15,495 | $7.92 | 308,968 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-07-27 | 9,999 | $8.00 | 318,967 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-07-27 | 508 | $9.26 | 319,475 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-07-27 | 61,976 | $8.90 | 381,451 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-07-27 | 67,460 | $18.75 | 313,991 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-07-27 | 20,518 | $19.37 | 293,473 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-07-28 | 2,556 | $0.00 | 296,029 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | A | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2017-07-26 | 36,045 | $0.00 | 36,045 | $7.92 |
| Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2017-07-27 | 2,738 | $0.00 | 2,738 | $7.92 |
| Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2017-07-27 | 1,158 | $0.00 | 1,158 | $7.92 |
| Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2017-07-27 | 11,599 | $0.00 | 11,599 | $7.92 |
| Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2017-07-27 | 9,999 | $0.00 | 9,999 | $8.00 |
| Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2017-07-27 | 508 | $0.00 | 508 | $9.26 |
| Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2017-07-27 | 61,976 | $0.00 | 61,976 | $8.90 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,158 | 2023-06-06 | No | 4 | M | Direct | |
| 58 | 2023-05-02 | No | 4 | M | Direct | |
| 0 | 2023-06-06 | No | 4 | M | Direct | |
| 0 | 2023-02-22 | No | 4 | M | Direct | |
| 0 | 2022-08-31 | No | 4 | M | Direct | |
| 76 | 2024-02-28 | No | 4 | M | Direct | |
| 9,722 | 2023-11-21 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2017.
- The reported price in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $19.49 to $20.37 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4) and (5) to this Form 4.
- The reported price in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $20.52 to $20.71 per share, inclusive.
- The reported price in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $18.26 to $19.25 per share, inclusive.
- The reported price in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $19.26 to $19.75 per share, inclusive.
- The shares subject to the option are fully vested and immediately exercisable.
- The shares subject to the option vest in forty-eight (48) equal monthly installments beginning on March 27, 2014.
- The shares subject to the option vest one-fourth (1/4) on November 11, 2014. The remaining shares subject to the option vest in thirty-six (36) equal monthly installments beginning December 11, 2014.
- The reported securities are represented by restricted stock units which vest in eight equal quarterly installments beginning on November 15, 2017.
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