Filing Details
- Accession Number:
- 0001109357-17-000068
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-07-28 17:54:40
- Reporting Period:
- 2017-07-27
- Filing Date:
- 2017-07-28
- Accepted Time:
- 2017-07-28 17:54:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1109357 | Exelon Corp | EXC | Electric & Other Services Combined (4931) | 232990190 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1448765 | W Jonathan Thayer | 10 South Dearborn Street 54Th Floor Chicago IL 60603 | Senior Evp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-07-27 | 155,708 | $21.25 | 237,181 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-07-27 | 155,708 | $38.00 | 81,473 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-07-27 | 47,242 | $38.00 | 34,231 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2017-07-28 | 11,961 | $21.25 | 46,192 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-07-28 | 11,961 | $38.01 | 34,231 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-07-28 | 758 | $38.01 | 33,473 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | NQ Stock Options 02/27/2009 | Disposition | 2017-07-27 | 155,708 | $0.00 | 155,708 | $21.25 |
Common Stock | NQ Stock Options 02/27/2009 | Disposition | 2017-07-28 | 11,961 | $0.00 | 11,961 | $21.25 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
11,961 | No | 4 | M | Direct | ||
0 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock (401K Shares) | 1,811 | Indirect | By 401k Plan |
Footnotes
- Exercise & sale of shares made pursuant to a Rule 10b5-1 Trading Plan executed on December 16, 2016.
- Shares were sold in lots ranging in price from $38.00 to $38.03. Mr. Thayer undertakes to provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information rgarding the number of shares purchased or sold at each separate price.
- Shares held as of June 30, 2017 in a multi-fund 401(k) Plan to be settled in cash upon the reporting person's termination of employment for any reason on a 1:1 basis. Shares are acquired through regular periodic contributions, company matching contributions, and the automatic reinvestment of dividends.
- Non-qualified employee stock options originally granted by Constellation Energy Group that vested and were converted pursuant to the Merger Agreement. Each Constellation option was converted into an option to purchase Exelon common stock at the rate of 0.93 shares of Exelon common stock for each share of Constellation common stock at a strike price equal to the quotient of the original Constellation strike price and 0.93. The grant is fully vested and will expire on the tenth anniversary of the grant date referenced in Column 1.
- Shares were sold in lots ranging in price from $38.00 to $38.04. Mr. Thayer undertakes to provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information rgarding the number of shares purchased or sold at each separate price.
- Shares were sold in lots ranging in price from $38.00 to $38.06. Mr. Thayer undertakes to provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information rgarding the number of shares purchased or sold at each separate price.