Filing Details

Accession Number:
0001109357-17-000068
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-07-28 17:54:40
Reporting Period:
2017-07-27
Filing Date:
2017-07-28
Accepted Time:
2017-07-28 17:54:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1109357 Exelon Corp EXC Electric & Other Services Combined (4931) 232990190
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1448765 W Jonathan Thayer 10 South Dearborn Street
54Th Floor
Chicago IL 60603
Senior Evp And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-07-27 155,708 $21.25 237,181 No 4 M Direct
Common Stock Disposition 2017-07-27 155,708 $38.00 81,473 No 4 S Direct
Common Stock Disposition 2017-07-27 47,242 $38.00 34,231 No 4 S Direct
Common Stock Acquisiton 2017-07-28 11,961 $21.25 46,192 No 4 M Direct
Common Stock Disposition 2017-07-28 11,961 $38.01 34,231 No 4 S Direct
Common Stock Disposition 2017-07-28 758 $38.01 33,473 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock NQ Stock Options 02/27/2009 Disposition 2017-07-27 155,708 $0.00 155,708 $21.25
Common Stock NQ Stock Options 02/27/2009 Disposition 2017-07-28 11,961 $0.00 11,961 $21.25
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
11,961 No 4 M Direct
0 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock (401K Shares) 1,811 Indirect By 401k Plan
Footnotes
  1. Exercise & sale of shares made pursuant to a Rule 10b5-1 Trading Plan executed on December 16, 2016.
  2. Shares were sold in lots ranging in price from $38.00 to $38.03. Mr. Thayer undertakes to provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information rgarding the number of shares purchased or sold at each separate price.
  3. Shares held as of June 30, 2017 in a multi-fund 401(k) Plan to be settled in cash upon the reporting person's termination of employment for any reason on a 1:1 basis. Shares are acquired through regular periodic contributions, company matching contributions, and the automatic reinvestment of dividends.
  4. Non-qualified employee stock options originally granted by Constellation Energy Group that vested and were converted pursuant to the Merger Agreement. Each Constellation option was converted into an option to purchase Exelon common stock at the rate of 0.93 shares of Exelon common stock for each share of Constellation common stock at a strike price equal to the quotient of the original Constellation strike price and 0.93. The grant is fully vested and will expire on the tenth anniversary of the grant date referenced in Column 1.
  5. Shares were sold in lots ranging in price from $38.00 to $38.04. Mr. Thayer undertakes to provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information rgarding the number of shares purchased or sold at each separate price.
  6. Shares were sold in lots ranging in price from $38.00 to $38.06. Mr. Thayer undertakes to provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information rgarding the number of shares purchased or sold at each separate price.