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Filing Details

Accession Number:: 0001606268-17-000089
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-07-28 17:39:35
Reporting Period:: 2017-07-26

Filing Date:: 2017-07-28
Accepted Time:: 2017-07-28 17:39:35
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1606268	Spark Energy Inc.	SPKE	()	4

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1582187	Iii Keith W Maxwell	12140 Wickchester Lane, Suite 100 Houston TX 77079	Yes	No	Yes	No
1664233	Retailco, Llc	12140 Wickchester Lane Suite 100 Houston TX 77079	No	No	Yes	No
1664236	Txex Energy Investments, Llc	12140 Wickchester Lane Suite 100 Houston TX 77079	No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2017-07-26	10,524	$21.11	727,076	No	4	S	Indirect	See footnotes
Class A Common Stock	Disposition	2017-07-27	8,100	$21.11	718,976	No	4	S	Indirect	See footnotes
Class A Common Stock	Disposition	2017-07-28	3,594	$21.17	715,382	No	4	S	Indirect	See footnotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See footnotes
No	4	S	Indirect	See footnotes
No	4	S	Indirect	See footnotes

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	696,180	Direct

Footnotes

The sale reported in this Form 4 was affected pursuant to a Rule 10b5-1 Sales Plan adopted by Retailco, LLC ("Retailco") on June 5, 2017.
The sale of Class A Common Stock reported herein by the reporting person may be matchable under Section 16(b) of the Securities and Exchange Act of 1934, as amended, with the purchase of shares of Class A Common Stock which occurred in the past six months. Prior to this sale, W. Keith Maxwell has agreed to pay Spark Energy, Inc. the full amount of the profit realized in connection with the short-swing transaction as soon as practicable after information is available for the highest sales price and lowest purchase price during the six month period in which this transaction occurs.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.10 to $21.15, inclusive. The reporting person undertakes to provide to Spark Energy, Inc., any security holder of Spark Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
Held directly by Retailco. Retailco is a wholly owned subsidiary of TxEx Energy Investments, LLC, which is wholly owned by W. Keith Maxwell.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.15 to $21.20, inclusive. The reporting person undertakes to provide to Spark Energy, Inc., any security holder of Spark Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.