Filing Details
- Accession Number:
- 0000921895-17-002000
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-07-28 17:25:52
- Reporting Period:
- 2017-07-27
- Filing Date:
- 2017-07-28
- Accepted Time:
- 2017-07-28 17:25:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
811641 | Immucell Corp | ICCC | In Vitro & In Vivo Diagnostic Substances (2835) | 010382980 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
923666 | H Norman Pessin | C/O Levy, Harkins &Amp; Co., Inc. 366 Madison Avenue, 14Th Floor New York NY 10017 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-07-27 | 170,000 | $5.25 | 170,000 | No | 4 | P | Indirect | By spouse |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By spouse |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 480,000 | Direct |
Footnotes
- The Reporting Person may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of common stock. The Reporting Person disclaims beneficial ownership of the shares of common stock reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of such shares of common stock for purposes of Section 16 or for any other purpose.
- Shares beneficially owned by the Reporting Person's spouse. The Reporting Person expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.