Filing Details
- Accession Number:
- 0000905148-17-000705
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2017-07-28 16:33:13
- Reporting Period:
- 2017-06-19
- Filing Date:
- 2017-07-28
- Accepted Time:
- 2017-07-28 16:33:13
- Original Submission Date:
- 2017-06-21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1300699 | Athenex Inc. | ATNX | () | 4/A |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1290865 | Song-Yi Zhang | C/O Athenex, Inc., 1001 Main Street, Suite 600 Buffalo NY 14203 | No | No | No | No | |
1709068 | Ltd Medical Mandra | Newhaven Trustees (Bvi) Ltd., 3Rd Floor J&Amp;C Building, P.o. Box 933, Road Town Tortola D8 VG1110 | No | No | No | No | |
1709077 | Ltd Beansprouts | Newhaven Trustees (Bvi) Ltd., 3Rd Floor J&Amp;C Building, P.o. Box 933, Road Town Tortola D8 VG1110 | No | No | No | No | |
1709117 | Tammy How Bing Mui | C/O Athenex, Inc. 1001 Main Street Suite 600 Buffalo NY 14203 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-06-19 | 146,819 | $11.00 | 6,802,700 | No | 4 | P | Indirect | By Mandra Medical Limited |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Mandra Medical Limited |
Footnotes
- The amount of shares of Common Stock ("Shares") beneficially owned were inadvertently disclosed as "6,804,700" in the Reporting Person's Form 4 filed June 21, 2017 ("Initial Form 4"). This amended Form 4 accurately discloses the amount of Shares beneficially owned by the Reporting Persons. None of the other information disclosed in the Initial Form 4, including its corresponding footnotes are being amended.