Filing Details

Accession Number:
0000905148-17-000705
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2017-07-28 16:33:13
Reporting Period:
2017-06-19
Filing Date:
2017-07-28
Accepted Time:
2017-07-28 16:33:13
Original Submission Date:
2017-06-21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1300699 Athenex Inc. ATNX () 4/A
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1290865 Song-Yi Zhang C/O Athenex, Inc.,
1001 Main Street, Suite 600
Buffalo NY 14203
No No No No
1709068 Ltd Medical Mandra Newhaven Trustees (Bvi) Ltd., 3Rd Floor
J&Amp;C Building, P.o. Box 933, Road Town
Tortola D8 VG1110
No No No No
1709077 Ltd Beansprouts Newhaven Trustees (Bvi) Ltd., 3Rd Floor
J&Amp;C Building, P.o. Box 933, Road Town
Tortola D8 VG1110
No No No No
1709117 Tammy How Bing Mui C/O Athenex, Inc. 1001 Main Street
Suite 600
Buffalo NY 14203
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-06-19 146,819 $11.00 6,802,700 No 4 P Indirect By Mandra Medical Limited
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Mandra Medical Limited
Footnotes
  1. The amount of shares of Common Stock ("Shares") beneficially owned were inadvertently disclosed as "6,804,700" in the Reporting Person's Form 4 filed June 21, 2017 ("Initial Form 4"). This amended Form 4 accurately discloses the amount of Shares beneficially owned by the Reporting Persons. None of the other information disclosed in the Initial Form 4, including its corresponding footnotes are being amended.