Filing Details
- Accession Number:
- 0001225208-17-012984
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-07-28 14:11:51
- Reporting Period:
- 2017-07-26
- Filing Date:
- 2017-07-28
- Accepted Time:
- 2017-07-28 14:11:51
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1557353 | Rufus William Yates | Po Box 1250 Winston-Salem NC 27102-1250 | Sr. Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-07-26 | 14,562 | $30.08 | 34,887 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2017-07-26 | 13,953 | $30.09 | 48,840 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-07-26 | 28,515 | $47.07 | 20,325 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2017-07-26 | 13,953 | $0.00 | 13,953 | $30.09 |
Common Stock | Stock Option (right to buy) | Disposition | 2017-07-26 | 14,562 | $0.00 | 14,562 | $30.08 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-02-21 | 2022-02-21 | No | 4 | M | Direct |
0 | 2014-02-26 | 2023-02-26 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 18,951 | Indirect | By 401(k) |
Common Stock | 1,700 | Indirect | By ESOP |
Common Stock | 13,808 | Indirect | By Family Trust |
Common Stock | 8,192 | Indirect | By Father |
Series F Nonconvertible Perpetual Preferred Stock | 7,345 | Indirect | By Father |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | $32.10 | 2017-03-15 | 2026-02-23 | 8,139 | 8,139 | Direct |
Common Stock | Stock Option (right to buy) | $37.55 | 2015-02-25 | 2024-02-25 | 10,204 | 10,204 | Direct |
Common Stock | Stock Option (right to buy) | $38.22 | 2016-03-15 | 2025-02-24 | 12,357 | 12,357 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2026-02-23 | 8,139 | 8,139 | Direct |
2024-02-25 | 10,204 | 10,204 | Direct |
2025-02-24 | 12,357 | 12,357 | Direct |
Footnotes
- The price in Column 4 is a weighted average price. The prices actually received ranged from $47.005 to $47.170. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- Includes 539.071 shares acquired between January 1, 2017 and June 30, 2017, under the Issuer's 401(k) plan. The information in this report is based on plan statements dated January 1, 2017 through June 30, 2017.
- The option is exercisable in four equal annual installments beginning on 02/21/2013.
- The option is exercisable in three equal annual installments beginning on 02/26/2014.
- On February 23, 2016, the reporting person was granted an option to purchase 24,418 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year ending March 15, 2017, 2018, and 2019. The performance criteria for 2017 were met, resulting in 8,139 options being earned.
- On February 25, 2014, the reporting person was granted an option to purchase 10,204 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year ending February 25, 2015, 2016, and 2017. The performance criteria for 2017 were met, resulting in 3,402 options being earned.
- On February 24, 2015, the reporting person was granted an option to purchase 18,535 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year ending March 15, 2016, 2017, and 2018. The performance criteria for 2017 were met, resulting in 6,179 options being earned.