Filing Details
- Accession Number:
- 0000950103-17-007203
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-07-27 21:52:12
- Reporting Period:
- 2017-06-14
- Filing Date:
- 2017-07-27
- Accepted Time:
- 2017-07-27 21:52:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1705843 | Calyxt Inc. | CLXT | Agricultural Chemicals (2870) | 271967997 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1712186 | Philippe Dumont | 600 County Road D West Suite 8 New Brighton MN 55112 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Restricted Stock Unit | Acquisiton | 2017-06-14 | 19,600 | $0.00 | 19,600 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2017-07-25 | 400 | $8.00 | 20,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to buy) | Acquisiton | 2017-06-14 | 29,400 | $0.00 | 29,400 | $13.29 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
29,400 | 2027-06-14 | No | 4 | A | Direct |
Footnotes
- Restricted stock units with respect to Calyxt, Inc. (the "Company") common stock vest 15% on the first anniversary of the grant date and 15% on the second anniversary of the grant date, with the remainder vesting quarterly in equal installments over the following 42 months.
- Represents purchase of shares in the Company's directed share program in connection with the Company's initial public offering.
- The stock option to purchase Company common stock vests 15% on the first anniversary of the grant date and 15% on the second anniversary of the grant date, with the remainder vesting quarterly in equal installments over the following 42 months.