Filing Details
- Accession Number:
- 0001209191-17-046462
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-07-27 17:23:15
- Reporting Period:
- 2017-07-25
- Filing Date:
- 2017-07-27
- Accepted Time:
- 2017-07-27 17:23:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1479419 | Kala Pharmaceuticals Inc. | KALA | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1253886 | G Patrick Enright | 800 El Camino Real Suite 220 Menlo Park CA 94025 | No | No | Yes | No | |
1431159 | Juliet Bakker Tammenoms | 800 El Camino Real Suite 220 Menlo Park CA 94025 | No | No | Yes | No | |
1527510 | Longitude Venture Partners Ii, L.p. | 800 El Camino Real Suite 220 Menlo Park CA 94025 | No | No | Yes | No | |
1647491 | Longitude Capital Partners Ii, Llc | 800 El Camino Real Suite 220 Menlo Park CA 94025 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-07-25 | 2,055,946 | $0.00 | 2,055,946 | No | 4 | C | Indirect | By Longitude Venture Partners II, L.P. |
Common Stock | Acquisiton | 2017-07-25 | 215,000 | $15.00 | 2,270,946 | No | 4 | P | Indirect | By Longitude Venture Partners II, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | By Longitude Venture Partners II, L.P. |
No | 4 | P | Indirect | By Longitude Venture Partners II, L.P. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series C Preferred Stock | Disposition | 2017-07-25 | 10,707,985 | $0.00 | 2,055,946 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect |
Footnotes
- The Series C Preferred Stock converted into Common Stock on a 5.2083-for-one-basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series C Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date.
- This Form 4 is filed jointly by Longitude Capital Partners II, LLC ("Longitude Capital II"), Longitude Venture Partners II, L.P. ("Longitude Venture II"), Patrick G. Enright ("Mr. Enright") and Juliet Tammenoms Bakker ("Ms. Bakker"), all of whom shared beneficial ownership of more than 10% of the capital stock of the Issuer as of the date of the transactions reported in this Form 4. Longitude Capital II is the general partner of Longitude Venture II and may be deemed to share voting and investment power over the shares held by Longitude Venture II. Mr. Enright and Ms. Bakker are the managing members of Longitude Capital II and may be deemed to share voting and investment power over the shares held by Longitude Venture II. Each of Longitude Capital II, Mr. Enright and Ms. Bakker disclaims beneficial ownership of such shares except to the extent of its, his or her pecuniary interest therein.
- Longitude Venture II acquired 215,000 shares of Common Stock in the Issuer's initial public offering.