Filing Details
- Accession Number:
- 0001209191-17-046360
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-07-26 18:30:49
- Reporting Period:
- 2017-07-26
- Filing Date:
- 2017-07-26
- Accepted Time:
- 2017-07-26 18:30:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1499422 | Rbb Bancorp | RBB | State Commercial Banks (6022) | 272776416 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1711496 | Phong Yee Thian | 660 S. Figueroa Street Suite 1888 Los Angeles CA 90017 | President/Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, No Par Value | Disposition | 2017-07-26 | 100,000 | $23.00 | 331,577 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (right to buy) | $9.29 | 2018-11-04 | 382,010 | 382,010 | Direct | |
| Common Stock | Option (right to buy) | $9.29 | 2018-11-18 | 10,763 | 10,763 | Direct | |
| Common Stock | Option (right to buy) | $9.29 | 2019-01-02 | 10,763 | 10,763 | Direct | |
| Common Stock | Option (right to buy) | $9.29 | 2021-05-18 | 10,763 | 10,763 | Direct | |
| Common Stock | Option (right to buy) | $11.15 | 2022-05-16 | 10,763 | 10,763 | Direct | |
| Common Stock | Option (right to buy) | $11.15 | 2023-01-01 | 242,156 | 242,156 | Direct | |
| Common Stock | Option (right to buy) | $11.15 | 2023-05-15 | 10,763 | 10,763 | Direct | |
| Common Stock | Option (right to buy) | $13.21 | 2024-05-21 | 10,250 | 10,250 | Direct | |
| Common Stock | Option (right to buy) | $17.08 | 2025-05-20 | 10,000 | 10,000 | Direct | |
| Common Stock | Option (right to buy) | $18.25 | 2026-05-17 | 10,000 | 10,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-11-04 | 382,010 | 382,010 | Direct |
| 2018-11-18 | 10,763 | 10,763 | Direct |
| 2019-01-02 | 10,763 | 10,763 | Direct |
| 2021-05-18 | 10,763 | 10,763 | Direct |
| 2022-05-16 | 10,763 | 10,763 | Direct |
| 2023-01-01 | 242,156 | 242,156 | Direct |
| 2023-05-15 | 10,763 | 10,763 | Direct |
| 2024-05-21 | 10,250 | 10,250 | Direct |
| 2025-05-20 | 10,000 | 10,000 | Direct |
| 2026-05-17 | 10,000 | 10,000 | Direct |
Footnotes
- These options vest in three equal annual installments beginning one year after the 11/04/2008 date of grant.
- These options vest in three equal annual installments beginning one year after the 11/18/2008 date of grant.
- These options vest in three equal annual installments beginning one year after the 01/02/2009 date of grant.
- These options vest in three equal annual installments beginning one year after the 05/18/2011 date of grant.
- These options vest in three equal annual installments beginning one year after the 05/16/2012 date of grant.
- These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant.
- These options vest in three equal annual installments beginning one year after the 05/15/2013 date of grant.
- These options vest in three equal annual installments beginning one year after the 05/21/2014 date of grant.
- These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant.
- These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant.
Billionaire Hedge Funds
