Filing Details
- Accession Number:
- 0001179110-17-010719
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-07-26 18:20:15
- Reporting Period:
- 2017-07-25
- Filing Date:
- 2017-07-26
- Accepted Time:
- 2017-07-26 18:20:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1251769 | Apollo Endosurgery Inc. | APEN | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1223633 | J Richard Meelia | 45 Commonwealth Ave, Unit 4 Boston MA 02116 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-07-25 | 45,454 | $5.50 | 45,454 | No | 4 | P | Indirect | By The Richard J. Meelia 1997 Revocable Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By The Richard J. Meelia 1997 Revocable Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 17,501 | Indirect | By Meelia Ventures, LLC |
Common Stock | 5,098 | Direct |
Footnotes
- The Reporting Person is the trustee of The Richard Meelia 1997 Revocable Trust.