Filing Details
- Accession Number:
- 0001179110-17-010716
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-07-26 18:02:36
- Reporting Period:
- 2017-07-25
- Filing Date:
- 2017-07-26
- Accepted Time:
- 2017-07-26 18:02:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1251769 | Apollo Endosurgery Inc. | APEN | Biological Products, (No Disgnostic Substances) (2836) | 161630142 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1402856 | Jr Kent R Mcgaughy | C/O Cpmg, Inc. 2000 Mckinney, Suite 2125 Dallas TX 75201 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-07-25 | 8,986 | $5.50 | 45,594 | No | 4 | P | Indirect | By Crested Crane, LP |
Common Stock | Acquisiton | 2017-07-25 | 80,276 | $5.50 | 293,309 | No | 4 | P | Indirect | By Curlew Fund, LP |
Common Stock | Acquisiton | 2017-07-25 | 12,548 | $5.50 | 63,671 | No | 4 | P | Indirect | By Kestrel Fund, LP |
Common Stock | Acquisiton | 2017-07-25 | 78,965 | $5.50 | 400,675 | No | 4 | P | Indirect | By Mallard Fund, LP |
Common Stock | Acquisiton | 2017-07-25 | 273,770 | $5.50 | 469,100 | No | 4 | P | Indirect | By Roadrunner Fund, LP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Crested Crane, LP |
No | 4 | P | Indirect | By Curlew Fund, LP |
No | 4 | P | Indirect | By Kestrel Fund, LP |
No | 4 | P | Indirect | By Mallard Fund, LP |
No | 4 | P | Indirect | By Roadrunner Fund, LP |
Footnotes
- CPMG, Inc. and the Managing Directors of CPMG, Inc. have shared voting and investment control over the shares owned by Crested Crane, LP. The Reporting Person is a Managing Director of CPMG, Inc.
- CPMG, Inc. and the Managing Directors of CPMG, Inc. have shared voting and investment control over the shares owned by Curlew Fund, LP. The Reporting Person is a Managing Director of CPMG, Inc.
- CPMG, Inc. and the Managing Directors of CPMG, Inc. have shared voting and investment control over the shares owned by Kestrel Fund, LP. The Reporting Person is a Managing Director of CPMG, Inc.
- CPMG, Inc. and the Managing Directors of CPMG, Inc. have shared voting and investment control over the shares owned by Mallard Fund, LP. The Reporting Person is a Managing Director of CPMG, Inc.
- CPMG, Inc. and the Managing Directors of CPMG, Inc. have shared voting and investment control over the shares owned by Roadrunner Fund, LP. The Reporting Person is a Managing Director of CPMG, Inc.
- The Reporting Person disclaims beneficial ownership of the shares of common stock reported herein except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.