Filing Details

Accession Number:
0001179110-17-010716
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-07-26 18:02:36
Reporting Period:
2017-07-25
Filing Date:
2017-07-26
Accepted Time:
2017-07-26 18:02:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1251769 Apollo Endosurgery Inc. APEN Biological Products, (No Disgnostic Substances) (2836) 161630142
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1402856 Jr Kent R Mcgaughy C/O Cpmg, Inc.
2000 Mckinney, Suite 2125
Dallas TX 75201
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-07-25 8,986 $5.50 45,594 No 4 P Indirect By Crested Crane, LP
Common Stock Acquisiton 2017-07-25 80,276 $5.50 293,309 No 4 P Indirect By Curlew Fund, LP
Common Stock Acquisiton 2017-07-25 12,548 $5.50 63,671 No 4 P Indirect By Kestrel Fund, LP
Common Stock Acquisiton 2017-07-25 78,965 $5.50 400,675 No 4 P Indirect By Mallard Fund, LP
Common Stock Acquisiton 2017-07-25 273,770 $5.50 469,100 No 4 P Indirect By Roadrunner Fund, LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Crested Crane, LP
No 4 P Indirect By Curlew Fund, LP
No 4 P Indirect By Kestrel Fund, LP
No 4 P Indirect By Mallard Fund, LP
No 4 P Indirect By Roadrunner Fund, LP
Footnotes
  1. CPMG, Inc. and the Managing Directors of CPMG, Inc. have shared voting and investment control over the shares owned by Crested Crane, LP. The Reporting Person is a Managing Director of CPMG, Inc.
  2. CPMG, Inc. and the Managing Directors of CPMG, Inc. have shared voting and investment control over the shares owned by Curlew Fund, LP. The Reporting Person is a Managing Director of CPMG, Inc.
  3. CPMG, Inc. and the Managing Directors of CPMG, Inc. have shared voting and investment control over the shares owned by Kestrel Fund, LP. The Reporting Person is a Managing Director of CPMG, Inc.
  4. CPMG, Inc. and the Managing Directors of CPMG, Inc. have shared voting and investment control over the shares owned by Mallard Fund, LP. The Reporting Person is a Managing Director of CPMG, Inc.
  5. CPMG, Inc. and the Managing Directors of CPMG, Inc. have shared voting and investment control over the shares owned by Roadrunner Fund, LP. The Reporting Person is a Managing Director of CPMG, Inc.
  6. The Reporting Person disclaims beneficial ownership of the shares of common stock reported herein except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.