Filing Details
- Accession Number:
- 0000899243-17-018963
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-07-26 14:58:46
- Reporting Period:
- 2017-07-26
- Filing Date:
- 2017-07-26
- Accepted Time:
- 2017-07-26 14:58:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1331520 | Home Bancshares Inc | HOMB | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1191010 | W John Allison | P.o. Box 966 Conway AR 72033 | Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-07-26 | 15,000 | $25.46 | 4,968,396 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 13,844 | Indirect | By 401(k) |
Common Stock | 67,328 | Indirect | By Capital Buyers |
Common Stock | 16,272 | Indirect | By IRA |
Common Stock | 855,360 | Indirect | By wife |
Common Stock - Restricted | 260,000 | Direct | |
Common Stock - Performance Based | 112,500 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | $2.46 | 1,425 | 1,425 | Direct | ||
Common Stock | Stock Option | $2.66 | 2,851 | 2,851 | Direct | ||
Common Stock | Stock Option | $4.27 | 2018-01-17 | 71,280 | 71,280 | Direct | |
Common Stock | Stock Option | $4.30 | 2018-01-09 | 9,504 | 9,504 | Direct | |
Common Stock | Stock Option | $8.62 | 2014-01-18 | 2023-01-17 | 100,000 | 100,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
1,425 | 1,425 | Direct | |
2,851 | 2,851 | Direct | |
2018-01-17 | 71,280 | 71,280 | Direct |
2018-01-09 | 9,504 | 9,504 | Direct |
2023-01-17 | 100,000 | 100,000 | Direct |
Footnotes
- Restricted Stock granted on January 25, 2016 will "cliff" vest 100% three years from award date.
- Restricted Stock granted on January 16, 2015 will "cliff" vest 100% three years from award date.
- The Performance Stock awarded on February 22, 2017 will cliff vest 100% beginning on the third anniversary of the date that the performance goal is met. The performance goal will be met as of the end of the fiscal quarter when either the Company's total assets equal or exceed $12.5 million or the Company has averaged $0.315 diluted earnings per share for four consecutive quarters or $1.26 total diluted earnings per share over a period of four consecutive quarters within three years of the award date.
- The option is exercisable in five equal annual installments and expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2004 and would have expired on December 31, 2014.
- The option is exercisable in five equal annual installments and expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2005 and would have expired on December 31, 2015.
- The option became exercisable in five equal annual installments beginning on January 18, 2009.
- The option became exercisable in five equal annual installments beginning on January 10, 2009.