Filing Details

Accession Number:
0001191458-17-000005
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-07-25 16:55:47
Reporting Period:
2017-07-24
Filing Date:
2017-07-25
Accepted Time:
2017-07-25 16:55:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
820318 Ii-Vi Inc IIVI Optical Instruments & Lenses (3827) 251214948
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1191458 J Francis Kramer C/O Ii-Vi Incorporated
375 Saxonburg Blvd
Saxonburg PA 16056
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-07-24 20,000 $40.00 329,827 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 285,401 Indirect By Spousal Limited Access Trust
Footnotes
  1. The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2017.
  2. The total amount of securities beneficially owned has been adjusted to reflect beneficial ownership of 1,000 additional shares that were inadvertently omitted in the amount of securities beneficially owned by the reporting person following the transactions reported in the Form 4 for the reporting person filed on June 21, 2017.
  3. The reporting person disclaims beneficial ownership of these securities, other than to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.