Filing Details
- Accession Number:
- 0001015328-17-000163
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-07-25 16:25:33
- Reporting Period:
- 2017-07-21
- Filing Date:
- 2017-07-25
- Accepted Time:
- 2017-07-25 16:25:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1015328 | Wintrust Financial Corp | WTFC | State Commercial Banks (6022) | 363873352 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1244276 | A David Dykstra | 9700 West Higgins Road, 8Th Floor Rosemont IL 60018 | Senior Evp And Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-07-21 | 6,926 | $37.85 | 185,651 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-07-21 | 11,755 | $46.86 | 197,406 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-07-21 | 8,180 | $30.98 | 205,586 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-07-21 | 26,861 | $76.82 | 178,725 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Opion (right to buy) | Disposition | 2017-07-21 | 8,180 | $0.00 | 8,180 | $30.98 |
| Common Stock | Non-Qualified Stock Opion (right to buy) | Disposition | 2017-07-21 | 6,926 | $0.00 | 6,926 | $37.85 |
| Common Stock | Non-Qualified Stock Opion (right to buy) | Disposition | 2017-07-21 | 11,755 | $0.00 | 11,755 | $46.86 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-01-26 | 2019-01-26 | No | 4 | M | Direct |
| 0 | 2016-01-24 | 2020-01-24 | No | 4 | M | Direct |
| 0 | 2017-01-23 | 2021-01-23 | No | 4 | M | Direct |
Billionaire Hedge Funds
