Filing Details
- Accession Number:
- 0001015328-17-000159
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-07-25 16:24:20
- Reporting Period:
- 2017-07-21
- Filing Date:
- 2017-07-25
- Accepted Time:
- 2017-07-25 16:24:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1015328 | Wintrust Financial Corp | WTFC | State Commercial Banks (6022) | 363873352 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1244289 | L David Stoehr | 9700 West Higgins Road, 8Th Floor Rosemont IL 60018 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-07-21 | 3,060 | $33.28 | 12,289 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-07-21 | 3,356 | $30.98 | 15,645 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-07-21 | 3,409 | $37.85 | 19,054 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-07-21 | 5,783 | $46.86 | 24,837 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-07-21 | 4,878 | $44.11 | 29,715 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-07-21 | 2,829 | $40.87 | 32,544 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-07-21 | 23,315 | $76.86 | 9,229 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-07-21 | 1,828 | $77.41 | 7,401 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-07-21 | 20 | $77.46 | 7,381 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-07-21 | 3,060 | $0.00 | 3,060 | $33.28 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-07-21 | 3,356 | $0.00 | 3,356 | $30.98 |
| Common Stock | Non-Qualified Stock Opion (right to buy) | Disposition | 2017-07-21 | 3,409 | $0.00 | 3,409 | $37.85 |
| Common Stock | Non-Qualified Stock Opion (right to buy) | Disposition | 2017-07-21 | 5,783 | $0.00 | 5,783 | $46.86 |
| Common Stock | Non-Qualified Stock Opion (right to buy) | Disposition | 2017-07-21 | 4,878 | $0.00 | 4,878 | $44.11 |
| Common Stock | Non-Qualified Stock Opion (right to buy) | Disposition | 2017-07-21 | 2,829 | $0.00 | 2,829 | $40.87 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-08-03 | 2018-08-03 | No | 4 | M | Direct |
| 0 | 2015-01-26 | 2019-01-26 | No | 4 | M | Direct |
| 0 | 2016-01-24 | 2020-01-24 | No | 4 | M | Direct |
| 0 | 2017-01-23 | 2021-01-23 | No | 4 | M | Direct |
| 2,439 | 2017-01-22 | 2022-01-22 | No | 4 | M | Direct |
| 5,658 | 2017-01-28 | 2023-01-28 | No | 4 | M | Direct |
Billionaire Hedge Funds
