Filing Details
- Accession Number:
- 0001015328-17-000158
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-07-25 16:24:04
- Reporting Period:
- 2017-07-21
- Filing Date:
- 2017-07-25
- Accepted Time:
- 2017-07-25 16:24:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1015328 | Wintrust Financial Corp | WTFC | State Commercial Banks (6022) | 363873352 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1244290 | J Edward Wehmer | 9700 West Higgins Road, 8Th Floor Rosemont IL 60018 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-07-21 | 24,606 | $44.11 | 137,352 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-07-21 | 5,173 | $40.87 | 142,525 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-07-21 | 29,779 | $76.89 | 112,746 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Opion (right to buy) | Disposition | 2017-07-21 | 24,606 | $0.00 | 24,606 | $44.11 |
| Common Stock | Non-Qualified Stock Opion (right to buy) | Disposition | 2017-07-21 | 5,173 | $0.00 | 5,173 | $40.87 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 12,301 | 2017-01-22 | 2022-01-22 | No | 4 | M | Direct |
| 37,346 | 2017-01-28 | 2023-01-28 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 7,085 | Indirect | by 401(k) Plan |
| Common Stock | 46,376 | Indirect | by Spouse |
| Common Stock | 4,950 | Indirect | FBO children |
Billionaire Hedge Funds
