Filing Details
- Accession Number:
- 0001140361-17-028441
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-07-24 13:37:08
- Reporting Period:
- 2017-07-19
- Filing Date:
- 2017-07-24
- Accepted Time:
- 2017-07-24 13:37:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1236997 | Counterpath Corp | CPAH | Services-Prepackaged Software (7372) | 200004161 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1683736 | Todd Carothers | 2323 Hartzell Street Evanston IL 60201 | Evp Sales & Marketing | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2017-07-20 | 4,545 | $2.20 | 10,326 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common | Stock Options | Disposition | 2017-07-19 | 20,000 | $29.00 | 20,000 | $29.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 37,500 | 2012-07-19 | 2017-07-19 | No | 4 | J | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares | 5,781 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common | Stock Options | $29.00 | 2012-07-19 | 2017-07-19 | 20,000 | 20,000 | Direct |
| Common | Stock Options | $19.00 | 2013-07-25 | 2018-07-25 | 5,000 | 25,000 | Direct |
| Common | Stock Options | $11.50 | 2014-07-11 | 2019-07-11 | 10,000 | 35,000 | Direct |
| Common | Stock Options | $5.00 | 2015-07-17 | 2020-07-17 | 7,500 | 57,500 | Direct |
| Common | Deferred Share Units | $0.00 | 2011-09-03 | 2,203 | 2,203 | Direct | |
| Common | Deferred Share Units | $0.00 | 2011-07-25 | 1,622 | 3,824 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-07-19 | 20,000 | 20,000 | Direct |
| 2018-07-25 | 5,000 | 25,000 | Direct |
| 2019-07-11 | 10,000 | 35,000 | Direct |
| 2020-07-17 | 7,500 | 57,500 | Direct |
| 2,203 | 2,203 | Direct | |
| 1,622 | 3,824 | Direct |
Footnotes
- Each deferred share unit is convertible into one common share of CounterPath Corporation at no additional cost. There is no expiry date. The deferred share units are fully vested.
- 20,000 stock options expired unexercised on July 19, 2017.
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