Filing Details
- Accession Number:
- 0001140361-17-028433
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-07-24 13:22:03
- Reporting Period:
- 2017-07-20
- Filing Date:
- 2017-07-24
- Accepted Time:
- 2017-07-24 13:22:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1236997 | Counterpath Corp | CPAH | Services-Prepackaged Software (7372) | 200004161 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1312833 | David Karp | 3780 Bayridge Avenue Vancouver A1 V7V 3J2 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2017-07-20 | 4,511 | $2.20 | 25,881 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares | 21,370 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Shares | Stock Options | $13.10 | 2014-06-12 | 2018-12-12 | 20,000 | 20,000 | Direct |
Common | Stock Options | $2.40 | 2016-07-14 | 2021-07-14 | 20,000 | 40,000 | Direct |
Common | Deferred Share Units | $0.00 | 2009-12-14 | 8,065 | 8,065 | Direct | |
Common | Deferred Share Units | $0.00 | 2010-06-18 | 5,000 | 13,065 | Direct | |
Common | Deferred Share Units | $0.00 | 2011-03-10 | 2,203 | 15,267 | Direct | |
Common | Deferred Share Units | $0.00 | 2011-07-25 | 5,405 | 20,673 | Direct | |
Common | Deferred Share Units | $0.00 | 2012-07-19 | 1,711 | 22,383 | Direct | |
Common | Deferred Share Units | $0.00 | 2013-07-25 | 2,514 | 24,897 | Direct | |
Common | Deferred Share Units | $0.00 | 2014-07-11 | 6,048 | 30,946 | Direct | |
Common | Deferred Share Units | $0.00 | 2015-07-17 | 7,970 | 38,916 | Direct | |
Common | Deferred Share Units | $0.00 | 2016-07-14 | 8,076 | 46,992 | Direct | |
Common | Deferred Share Units | $0.00 | 2017-07-14 | 13,376 | 60,368 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-12-12 | 20,000 | 20,000 | Direct |
2021-07-14 | 20,000 | 40,000 | Direct |
8,065 | 8,065 | Direct | |
5,000 | 13,065 | Direct | |
2,203 | 15,267 | Direct | |
5,405 | 20,673 | Direct | |
1,711 | 22,383 | Direct | |
2,514 | 24,897 | Direct | |
6,048 | 30,946 | Direct | |
7,970 | 38,916 | Direct | |
8,076 | 46,992 | Direct | |
13,376 | 60,368 | Direct |
Footnotes
- Options vest as to 12.5% after 6 months and 1/42 per month thereafter as per company plan.
- Each deferred share unit is convertible into one common share of CounterPath Corporation at no additional cost. There is no expiry date. Deferred share units vest as to one-third of the number granted on each of the first, second and third anniversaries of the grant date.
- The deferred share units vest one third over three years beginning on the first anniversary of the grant date.