Filing Details

Accession Number:
0001225208-17-012816
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-07-21 18:11:47
Reporting Period:
2017-07-20
Filing Date:
2017-07-21
Accepted Time:
2017-07-21 18:11:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
316709 Schwab Charles Corp SCHW Security Brokers, Dealers & Flotation Companies (6211) 943025021
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1276501 R Joseph Martinetto 211 Main Street
San Francisco CA 94105
Senior Evp No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-07-20 54,952 $18.66 210,868 No 4 M Direct
Common Stock Acquisiton 2017-07-20 44,944 $18.25 255,812 No 4 M Direct
Common Stock Acquisiton 2017-07-20 15,746 $15.43 271,558 No 4 M Direct
Common Stock Disposition 2017-07-20 15,746 $42.10 255,812 No 4 S Direct
Common Stock Disposition 2017-07-20 44,944 $42.10 210,868 No 4 S Direct
Common Stock Disposition 2017-07-20 54,952 $42.10 155,916 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Nonqualified Stock Option (right to buy) Disposition 2017-07-20 44,944 $0.00 44,944 $18.25
Common Stock Nonqualified Stock Option (right to buy) Disposition 2017-07-20 54,952 $0.00 54,952 $18.66
Common Stock Nonqualified Stock Option (right to buy) Disposition 2017-07-20 15,746 $0.00 15,746 $15.43
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-03-01 2020-03-01 No 4 M Direct
0 2012-03-01 2021-03-01 No 4 M Direct
0 2011-11-01 2020-11-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 614 Indirect by ESOP
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $42.10 to $42.105. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.