Filing Details
- Accession Number:
- 0001209191-17-046006
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2017-07-21 17:29:40
- Reporting Period:
- 2017-03-08
- Filing Date:
- 2017-07-21
- Accepted Time:
- 2017-07-21 17:29:40
- Original Submission Date:
- 2017-03-13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 948708 | Smith Micro Software Inc | SMSI | Services-Prepackaged Software (7372) | 330029027 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1334805 | Lawrence Steven Elfman | 51 Columbia Aliso Viejo CA 92656 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-03-08 | 3,750 | $0.00 | 13,750 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- Restricted Stock Grant - Vesting in 12 equal monthly installments beginning on 04/08/2017
- Due to a clerical error, the balance that was originally reported did not reflect a 1:4 reverse stock split that took effect on August 17, 2016.
Billionaire Hedge Funds
