Filing Details
- Accession Number:
- 0001209191-17-045915
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-07-21 16:04:26
- Reporting Period:
- 2017-07-19
- Filing Date:
- 2017-07-21
- Accepted Time:
- 2017-07-21 16:04:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1662524 | Akcea Therapeutics Inc. | AKCA | Pharmaceutical Preparations (2834) | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
874015 | Ionis Pharmaceuticals Inc | 2855 Gazelle Court Carlsbad CA 92010 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-07-19 | 28,884,540 | $0.00 | 28,884,540 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2017-07-19 | 13,438,339 | $0.00 | 42,322,879 | No | 4 | J | Direct | |
Common Stock | Acquisiton | 2017-07-19 | 3,125,000 | $8.00 | 45,447,879 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | J | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2017-07-19 | 28,884,540 | $0.00 | 28,884,540 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct |
Footnotes
- Automatic conversion, in connection with the Issuer's initial public offering, of preferred stock into shares of common stock on a one-for-one basis. The shares have no expiration date.
- Shares issued in satisfaction of the Issuer's obligations to the Reporting Person pursuant to a line of credit.
- The shares were purchased at the Issuer's initial public offering.