Filing Details
- Accession Number:
- 0001140361-17-028343
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-07-20 21:44:28
- Reporting Period:
- 2017-07-18
- Filing Date:
- 2017-07-20
- Accepted Time:
- 2017-07-20 21:44:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1517401 | Peak Resorts Inc | SKIS | Hotels & Motels (7011) | 431793922 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1651662 | Cap 1 Llc | C/O North Bay Associates 14000 Quail Springs Parkway, Suite 2200 Oklahoma City OK 73134 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-07-18 | 152,400 | $4.82 | 1,416,013 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2017-07-19 | 165,000 | $5.35 | 1,581,013 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2017-07-18 | 39,900 | $4.96 | 39,900 | No | 4 | P | Indirect | By David Sackler |
Common Stock | Acquisiton | 2017-07-19 | 60,100 | $5.34 | 100,000 | No | 4 | P | Indirect | By David Sackler |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Indirect | By David Sackler |
No | 4 | P | Indirect | By David Sackler |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.55 to $5.00, inclusive. The reporting person undertakes to provide to Peak Resorts Inc., any security holder of Peak Resorts Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) , (2), (3) and (4) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.65 to $5.50, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.60 to $5.10, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.95 to $5.50, inclusive.
- These shares were purchased by David Sackler, the president of Summer Road LLC and one of the beneficiaries of Cap 1 LLC. Cap 1 LLC is a family client of Summer Road LLC. David Sackler disclaims beneficial ownership of common stock held by Cap 1 LLC except to the interest of his pecuniary interest therein.