Filing Details
- Accession Number:
- 0001250853-17-000066
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2017-07-20 18:27:03
- Reporting Period:
- 2017-07-13
- Filing Date:
- 2017-07-20
- Accepted Time:
- 2017-07-20 18:27:03
- Original Submission Date:
- 2017-07-17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 740664 | R F Industries Ltd | RFIL | Electronic Connectors (3678) | 880168936 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1377473 | William Reynolds | 7610 Miramar Road, Bldg. 6000 San Diego CA 92126 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-07-13 | 12,988 | $1.50 | 43,188 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-07-13 | 12,988 | $1.93 | 30,200 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-07-14 | 3,755 | $1.50 | 33,975 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-07-14 | 3,775 | $1.90 | 30,200 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock | Disposition | 2017-07-13 | 12,988 | $0.00 | 12,998 | $1.50 |
| Common Stock | Common Stock | Disposition | 2017-07-14 | 3,775 | $0.00 | 3,775 | $1.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 64,351 | 2021-11-08 | No | 4 | M | Direct | |
| 60,576 | 2021-11-08 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,600 | Indirect | By Wife |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at multiple prices. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price.
- Stock Option vests and becomes exercisable in four equal quarterly increments over a one-year period on 1/31/2017, 4/30/2017, 7/31/2017 and 10/31/2017.
- Mr. Reynold's Form 4 filed on July 17, 2017 erroneously stated that he had exercised options to purchase 38,670 shares.
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