Filing Details
- Accession Number:
- 0000046619-17-000036
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-07-20 16:38:47
- Reporting Period:
- 2017-07-19
- Filing Date:
- 2017-07-20
- Accepted Time:
- 2017-07-20 16:38:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 46619 | Heico Corp | HEI, HEI.A | Aircraft Engines & Engine Parts (3724) | 650341002 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1551145 | M Steven Walker | 3000 Taft Street Hollywood FL 33021 | Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2017-07-19 | 3,000 | $17.59 | 4,171 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2017-07-20 | 3,000 | $65.76 | 1,171 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Option (Right to purchase Class A Common Stock) | Disposition | 2017-07-19 | 3,000 | $0.00 | 3,000 | $17.59 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,208 | 2021-03-28 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 1,171 | Direct | |
| Common Stock | 4,699 | Indirect | By 401(k) |
| Class A Common Stock | 4,194 | Indirect | By 401(k) |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Option (Right to purchase Class A Common Stock) | $19.74 | 2022-09-14 | 7,813 | 7,813 | Direct | |
| Class A Common Stock | Option (Right to purchase Class A Common Stock) | $32.63 | 2023-09-23 | 7,813 | 7,813 | Direct | |
| Class A Common Stock | Option (Right to purchase Class A Common Stock) | $38.92 | 2025-06-08 | 6,250 | 6,250 | Direct | |
| Class A Common Stock | Option (Right to purchase Class A Common Stock) | $54.28 | 2026-12-12 | 7,500 | 7,500 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2022-09-14 | 7,813 | 7,813 | Direct |
| 2023-09-23 | 7,813 | 7,813 | Direct |
| 2025-06-08 | 6,250 | 6,250 | Direct |
| 2026-12-12 | 7,500 | 7,500 | Direct |
Footnotes
- All shares reflect the impact of a 5-for-4 stock split that was effected on April 19, 2017.
- Represents shares held for the benefit of the Reporting Person by the HEICO Corporation 401(k) based on a plan statement dated July 19, 2017.
- These Options become exercisable 20% per year over five years from the date of Grant.
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