Filing Details

Accession Number:
0001209191-17-045387
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-07-17 20:56:23
Reporting Period:
2017-07-17
Filing Date:
2017-07-17
Accepted Time:
2017-07-17 20:56:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1607716 Vivint Solar Inc. VSLR Heating Equipment, Except Electric & Warm Air Furnaces (3433) 455605880
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1618959 S. Paul Dickson 1800 West Ashton Blvd
Lehi UT 84043
Chief Revenue Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-07-17 130,000 $1.00 307,015 No 4 M Direct
Common Stock Disposition 2017-07-17 130,000 $5.25 177,015 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2017-07-17 130,000 $1.00 130,000 $1.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
311,176 2023-07-11 No 4 M Direct
Footnotes
  1. The sales reported by Mr. Dickson were effected pursuant to a Rule 10b5-1 trading plan.
  2. The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $4.85 to $5.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
  3. This option is vested as to 183,726 shares. Of the remaining 127,450 unvested shares subject to the original grant, 29,412 vest on November 16, 2017, and 98,038 vest in equal installments on May 15, 2018 and 2019 or, if earlier, when 313 Acquisition LLC receives cash proceeds with respect to its holdings of the issuer's common stock in an amount that equals $500 million more than its cumulative investment in the issuer's common stock.