Filing Details
- Accession Number:
- 0001413753-17-000054
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-07-14 18:42:18
- Reporting Period:
- 2017-07-14
- Filing Date:
- 2017-07-14
- Accepted Time:
- 2017-07-14 18:42:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
88941 | Semtech Corp | SMTC | Semiconductors & Related Devices (3674) | 952119684 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1224946 | Mohan Maheswaran | 200 Flynn Road Camarillo CA 93012 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-07-14 | 1,500 | $37.41 | 193,811 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2017-07-14 | 66,000 | $0.00 | 259,811 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-07-14 | 34,439 | $37.35 | 225,372 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Performance Restricted Stock Unit | Disposition | 2017-07-14 | 66,000 | $0.00 | 66,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
154,000 | 2019-02-26 | No | 4 | M | Direct |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Maheswaran on June 13, 2016.
- This price represents the weighted average of these sales. The prices ranged from $37.2500 to $37.6000. Price and share details are available upon request.
- Each Performance Restricted Stock Unit represents the contingent right to one share of the company's common stock.
- This amount represents the 30% of the total award that vested as a result of the achievement of the 120-day closing price average equaling or exceeding $35.
- Mr. Maheswaran was awarded 220,000 Performance Restricted Stock Units on February 26, 2014. The award vests 30% if the 120-day average closing price equals or exceeds $35. The award vests fully if the 120-day average closing price equals or exceeds $40.