Filing Details

Accession Number:
0001413753-17-000054
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-07-14 18:42:18
Reporting Period:
2017-07-14
Filing Date:
2017-07-14
Accepted Time:
2017-07-14 18:42:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
88941 Semtech Corp SMTC Semiconductors & Related Devices (3674) 952119684
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1224946 Mohan Maheswaran 200 Flynn Road
Camarillo CA 93012
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-07-14 1,500 $37.41 193,811 No 4 S Direct
Common Stock Acquisiton 2017-07-14 66,000 $0.00 259,811 No 4 M Direct
Common Stock Disposition 2017-07-14 34,439 $37.35 225,372 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Performance Restricted Stock Unit Disposition 2017-07-14 66,000 $0.00 66,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
154,000 2019-02-26 No 4 M Direct
Footnotes
  1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Maheswaran on June 13, 2016.
  2. This price represents the weighted average of these sales. The prices ranged from $37.2500 to $37.6000. Price and share details are available upon request.
  3. Each Performance Restricted Stock Unit represents the contingent right to one share of the company's common stock.
  4. This amount represents the 30% of the total award that vested as a result of the achievement of the 120-day closing price average equaling or exceeding $35.
  5. Mr. Maheswaran was awarded 220,000 Performance Restricted Stock Units on February 26, 2014. The award vests 30% if the 120-day average closing price equals or exceeds $35. The award vests fully if the 120-day average closing price equals or exceeds $40.